Soros Fund Management’s BlackRock TCP Capital TCPC Stock Holding History

Soros Fund Management’s Portfolio TCPC Stock Details TCPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-44,600	Closed	-$812K	–	346
2014 Q2	$812K	Buy	+44,600	New	+$750K	0.01%	268
2014 Q1	–	Sell	-12,200	Closed	-$205K	–	358
2013 Q4	$205K	Sell	12,200 -24,700	-67%	-$414K	﹤0.01%	234
2013 Q3	$599K	Buy	+36,900	New	+$588K	0.01%	223

Other funds holding TCPC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Axa Paris, France $256M AUM 25.01% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

WCM

Wedge Capital Management Charlotte, North Carolina $6.06B AUM 47.24% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Soros Fund Management's TCPC Position: Q3 2014 in Review

Soros Fund Management sold out of BlackRock TCP Capital (TCPC) in Q3 2014, closing a stake of 44,600 shares — an estimated $812K sold.

Soros Fund Management first reported a position in TCPC in Q3 2013 and held it in 3 quarters. The position peaked at $812K in Q2 2014. 86 funds tracked by Wall St. Rank hold TCPC as of Q3 2014.

Soros Fund Management reported no remaining BlackRock TCP Capital position as of Q3 2014 after selling out during the quarter.
Soros Fund Management sold 44,600 BlackRock TCP Capital shares in Q3 2014, an estimated $812K.
Soros Fund Management first reported a position in BlackRock TCP Capital in Q3 2013 and held it in 3 quarters.
Soros Fund Management's BlackRock TCP Capital position peaked at $812K in Q2 2014.
86 funds tracked by Wall St. Rank held BlackRock TCP Capital as of Q3 2014.

Based on Soros Fund Management's 13F filing for Q3 2014, filed 14 Nov 2014.