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AB Tax-Aware Short Duration Municipal ETF
TAFI

Name Holding Trade Value Shares
Change 		Change in
Stake
AllianceBernstein
1
AllianceBernstein
Tennessee
$526M +$34.9M +1,383,603 +7%
LPL Financial
2
LPL Financial
California
$82.8M +$7.41M +293,827 +10%
Morgan Stanley
3
Morgan Stanley
New York
$63.4M +$49.7M +1,970,831 +372%
JP Morgan Chase
4
JP Morgan Chase
New York
$19M +$1.29M +51,147 +7%
Bank of America
5
Bank of America
North Carolina
$16.3M +$4.03M +159,708 +33%
Osaic Holdings
6
Osaic Holdings
Arizona
$14.3M +$2.29M +90,782 +19%
SA
7
Sanctuary Advisors
Indiana
$12.7M +$771K +30,572 +7%
AI
8
Atria Investments
North Carolina
$10.8M +$59.7K +2,369 +0.6%
UBS Group
9
UBS Group
Switzerland
$9.72M +$592K +23,475 +7%
SG
10
Strid Group
Pennsylvania
$8.74M +$150K +5,931 +2%
SWP
11
Sagespring Wealth Partners
Tennessee
$8.48M -$289K -11,474 -3%
ACA
12
Aptus Capital Advisors
Alabama
$7.58M +$517K +20,511 +7%
SFG
13
SevenBridge Financial Group
Pennsylvania
$7.46M +$380K +15,092 +5%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$4.54M -$1.18M -46,725 -21%
IWC
15
Integrated Wealth Concepts
Massachusetts
$4.51M +$4.49M +178,153 New
QWP
16
Quotient Wealth Partners
Texas
$4.42M -$106K -4,195 -2%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$4.2M +$3.21M +127,494 +334%
JSW
18
Journey Strategic Wealth
New Jersey
$4.09M +$449K +17,803 +12%
AWA
19
Adapt Wealth Advisors
Georgia
$3.97M +$3.73M +148,053 +1,724%
Truist Financial
20
Truist Financial
North Carolina
$3.54M -$185K -7,343 -5%
SF
21
Summit Financial
New Jersey
$3.3M +$3.28M +130,124 New
AFP
22
Ausdal Financial Partners
Iowa
$3.04M -$655K -25,969 -18%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$2.33M +$257K +10,193 +12%
Mariner
24
Mariner
Kansas
$2.29M +$2.28M +90,265 New
Raymond James Financial
25
Raymond James Financial
Florida
$2.22M +$816K +32,380 +58%
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