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AB Tax-Aware Short Duration Municipal ETF
TAFI

Name Holding Trade Value Shares
Change 		Change in
Stake
AllianceBernstein
1
AllianceBernstein
Tennessee
$414M +$40.5M +1,609,412 +11%
LPL Financial
2
LPL Financial
California
$59.1M +$7.54M +299,931 +14%
JP Morgan Chase
3
JP Morgan Chase
New York
$12.5M +$10.6M +420,553 +526%
UBS Group
4
UBS Group
Switzerland
$8.97M -$54.3K -2,159 -0.6%
Osaic Holdings
5
Osaic Holdings
Arizona
$8.52M +$1.46M +57,907 +20%
SG
6
Strid Group
Pennsylvania
$7.99M +$67K +2,666 +0.8%
Jane Street
7
Jane Street
New York
$7.62M +$6.99M +278,210 +1,022%
Morgan Stanley
8
Morgan Stanley
New York
$7.57M -$17.7M -705,936 -70%
SFG
9
SevenBridge Financial Group
Pennsylvania
$6.7M +$597K +23,740 +10%
SA
10
Sanctuary Advisors
Indiana
$5.35M +$3.18M +126,612 +146%
AI
11
Atria Investments
North Carolina
$4.06M +$4.09M +162,622 New
JSW
12
Journey Strategic Wealth
New Jersey
$3.99M +$837K +33,289 +26%
AFP
13
Ausdal Financial Partners
Iowa
$3.62M +$200K +7,941 +6%
ACA
14
Aptus Capital Advisors
Alabama
$3.27M +$3.29M +130,722 New
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$2.35M +$298K +11,870 +14%
Wealth Enhancement Advisory Services
16
Wealth Enhancement Advisory Services
Minnesota
$2.28M +$3.14K +125 +0.1%
SAF
17
Smith Anglin Financial
Texas
$2.01M +$16.3K +649 +0.8%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.96M -$15.4K -612 -0.8%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$1.88M +$396K +15,745 +26%
PTP
20
Platform Technology Partners
New York
$1.84M -$25 -1 -0%
CWG
21
Cornerstone Wealth Group
North Carolina
$1.27M +$1.13K +45 +0.1%
FCG
22
Fielder Capital Group
Tennessee
$1.19M +$1.2M +47,612 New
Truist Financial
23
Truist Financial
North Carolina
$1.15M +$57K +2,269 +5%
MML Investors Services
24
MML Investors Services
Massachusetts
$1.13M -$695K -27,633 -38%
Northern Trust
25
Northern Trust
Illinois
$957K -$25K -996 -3%
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