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AB Tax-Aware Short Duration Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AllianceBernstein
1
AllianceBernstein
Tennessee
$379M +$17.3M +686,233 +5%
LPL Financial
2
LPL Financial
California
$52.4M -$2.46M -97,768 -5%
Morgan Stanley
3
Morgan Stanley
New York
$25.6M +$22.5M +893,382 +770%
UBS Group
4
UBS Group
Switzerland
$9.16M +$7.71M +306,608 +557%
SG
5
Strid Group
Pennsylvania
$8.04M +$1.41M +56,168 +21%
Osaic Holdings
6
Osaic Holdings
Arizona
$7.18M +$1.1M +43,806 +18%
SFG
7
SevenBridge Financial Group
Pennsylvania
$6.11M +$207K +8,241 +4%
AFP
8
Ausdal Financial Partners
Iowa
$3.47M -$57.3K -2,278 -2%
JSW
9
Journey Strategic Wealth
New Jersey
$3.21M +$369K +14,664 +13%
Wealth Enhancement Advisory Services
10
Wealth Enhancement Advisory Services
Minnesota
$2.31M -$589K -23,434 -20%
SA
11
Sanctuary Advisors
Indiana
$2.18M +$1.76M +70,053 +423%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$2.08M +$945K +37,577 +84%
JP Morgan Chase
13
JP Morgan Chase
New York
$2.03M -$10.8M -431,294 -84%
SAF
14
Smith Anglin Financial
Texas
$2.03M +$2.01M +80,000 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$2M +$345K +13,733 +21%
PTP
16
Platform Technology Partners
New York
$1.87M
MML Investors Services
17
MML Investors Services
Massachusetts
$1.85M -$129K -5,140 -7%
FF
18
Fluent Financial
Texas
$1.58M -$61.6K -2,450 -4%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$1.51M +$452K +17,952 +43%
CWG
20
Cornerstone Wealth Group
North Carolina
$1.29M -$209K -8,326 -14%
Truist Financial
21
Truist Financial
North Carolina
$1.11M +$1.96K +78 +0.2%
Northern Trust
22
Northern Trust
Illinois
$997K -$1.09M -43,470 -52%
OIA
23
OneDigital Investment Advisors
Kansas
$898K +$25.2K +1,000 +3%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$816K +$63.9K +2,539 +9%
FMTC
25
Farmers & Merchants Trust Company
California
$797K +$7.19K +286 +0.9%