LPL Financial
TAFI icon

LPL Financial’s AB Tax-Aware Short Duration Municipal ETF TAFI Stock Holding History

LPL Financial’s Portfolio TAFI Stock Details TAFI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$87.5M Sell
3,560,505
-298,401
-8% -$7.46M 0.02% 744
2026
Q2 		$97.3M Buy
3,858,906
+47,084
+1% +$1.19M 0.02% 680
2026
Q1 		$96M Buy
3,811,822
+186,424
+5% +$4.72M 0.03% 600
2025
Q4 		$91.4M Buy
3,625,398
+355,926
+11% +$8.99M 0.03% 585
2025
Q3 		$82.8M Buy
3,269,472
+293,827
+10% +$7.41M 0.02% 608
2025
Q2 		$74.7M Buy
2,975,645
+94,852
+3% +$2.37M 0.02% 593
2025
Q1 		$72.3M Buy
2,880,793
+510,055
+22% +$12.8M 0.03% 541
2024
Q4 		$59.1M Buy
2,370,738
+299,931
+14% +$7.54M 0.02% 579
2024
Q3 		$52.4M Sell
2,070,807
-97,768
-5% -$2.46M 0.02% 594
2024
Q2 		$54.1M Buy
2,168,575
+123,393
+6% +$3.08M 0.03% 531
2024
Q1 		$51.3M Buy
2,045,182
+252,713
+14% +$6.35M 0.03% 540
2023
Q4 		$45.1M Buy
1,792,469
+659,370
+58% +$16.3M 0.03% 536
2023
Q3 		$27.9M Sell
1,133,099
-260,111
-19% -$6.46M 0.02% 670
2023
Q2 		$34.8M Buy
1,393,210
+45,139
+3% +$1.13M 0.02% 566
2023
Q1 		$33.9M Buy
+1,348,071
New +$33.8M 0.03% 536

Other funds holding TAFI

UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Sagespring Wealth Partners
Sagespring Wealth Partners Franklin, Tennessee $6.71B AUM 16.81% 1-Year Est. Return
Kestra Private Wealth Services
Kestra Private Wealth Services Austin, Texas $9.37B AUM 22.72% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $106B AUM 21.33% 1-Year Est. Return
SevenBridge Financial Group
SevenBridge Financial Group Harrisburg, Pennsylvania $674M AUM 24.3% 1-Year Est. Return
Fluent Financial
Fluent Financial Dallas, Texas $292M AUM 8.92% 1-Year Est. Return
Concurrent Investment Advisors
Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return
Perigon Wealth Management
Perigon Wealth Management San Francisco, California $6.5B AUM 20.72% 1-Year Est. Return
Nuveen
Nuveen Charlotte, North Carolina $420B AUM 34.97% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

LPL Financial's TAFI Position: Q3 2026 in Review

LPL Financial reduced its AB Tax-Aware Short Duration Municipal ETF (TAFI) stake by 7.7% in Q3 2026, selling an estimated $7.46M and leaving 3,560,505 shares worth $87.5M. The position accounts for 0.02% of the portfolio, ranked #744.

LPL Financial first reported a position in TAFI in Q1 2023 and has held it in 15 quarters since. The position peaked at $97.3M in Q2 2026. 64 funds tracked by Wall St. Rank hold TAFI as of Q3 2026.

  • LPL Financial held 3,560,505 shares of AB Tax-Aware Short Duration Municipal ETF worth $87.5M as of Q3 2026.
  • LPL Financial sold 298,401 AB Tax-Aware Short Duration Municipal ETF shares in Q3 2026, an estimated $7.46M.
  • AB Tax-Aware Short Duration Municipal ETF made up 0.02% of LPL Financial's portfolio in Q3 2026, its #744 holding.
  • LPL Financial first reported a position in AB Tax-Aware Short Duration Municipal ETF in Q1 2023 and has held it in 15 quarters since.
  • LPL Financial's AB Tax-Aware Short Duration Municipal ETF position peaked at $97.3M in Q2 2026.
  • 64 funds tracked by Wall St. Rank held AB Tax-Aware Short Duration Municipal ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.