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AB Tax-Aware Short Duration Municipal ETF

23 hedge funds and large institutions have $183M invested in AB Tax-Aware Short Duration Municipal ETF in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

0% more capital invested

Capital invested by funds: $182M → $183M (+$626K)

0% more funds holding

Funds holding: 2323 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

4.03% less ownership

Funds ownership: 99.36%95.33% (-4%)

Holders
23
Holders Change
Holders Change %
0%
% of All Funds
0.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AllianceBernstein
1
AllianceBernstein
Tennessee
$110M +$17.7M +713,096 +19%
LPL Financial
2
LPL Financial
California
$27.9M -$6.46M -260,111 -19%
JP Morgan Chase
3
JP Morgan Chase
New York
$9.37M +$3.29M +132,535 +53%
Osaic Holdings
4
Osaic Holdings
Arizona
$7.88M -$211K -8,477 -3%
SFG
5
SevenBridge Financial Group
Pennsylvania
$6.01M +$177K +7,140 +3%
Jane Street
6
Jane Street
New York
$5.28M -$14M -562,793 -72%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$3.77M +$3.81M +153,259 New
LNC
8
Lincoln National Corp
Pennsylvania
$2.03M +$1.79M +72,142 +692%
PTP
9
Platform Technology Partners
New York
$1.74M
PAG
10
Private Advisor Group
New Jersey
$1.38M -$288K -11,605 -17%
JSW
11
Journey Strategic Wealth
New Jersey
$1.36M +$496K +19,967 +57%
CWG
12
Cornerstone Wealth Group
North Carolina
$1.12M -$65.8K -2,647 -6%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$772K -$140K -5,620 -15%
Truist Financial
14
Truist Financial
North Carolina
$751K +$327K +13,160 +76%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$603K +$399K +16,046 +190%
KWM
16
Kingsview Wealth Management
Oregon
$601K +$73.3K +2,950 +14%
AFP
17
Ausdal Financial Partners
Iowa
$533K -$17.5K -705 -3%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$494K +$820 +33 +0.2%
FMTC
19
Farmers & Merchants Trust Company
California
$404K -$281K -11,301 -41%
RA
20
RFG Advisory
Alabama
$248K +$250K +10,082 New
EWA
21
Encompass Wealth Advisors
Oregon
$239K +$24.8K +1,000 +11%
PTC
22
Private Trust Company
Ohio
$235K +$13.1K +529 +6%
NEWAS
23
N.E.W. Advisory Services
Wisconsin
$229K +$231K +9,295 New
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
-$2.13M -84,739 Closed
FTUS
25
Flow Traders U.S.
New York
-$1.17M -47,006 Closed

TAFI Hedge Fund Activity: Q3 2023 in Review

23 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in AB Tax-Aware Short Duration Municipal ETF (TAFI) for Q3 2023, worth a combined $183M — up 0.34% from $182M a quarter earlier.

Fund positioning in TAFI was balanced in Q3 2023: 3 funds opened new positions, 3 closed out, 11 added to existing stakes and 8 trimmed.

The largest buyer was AllianceBernstein, adding an estimated $17.7M. The largest seller was Jane Street, cutting an estimated $14M.

  • 23 institutional investors held AB Tax-Aware Short Duration Municipal ETF (TAFI) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $183M of AB Tax-Aware Short Duration Municipal ETF stock for Q3 2023, up 0.34% quarter-over-quarter.
  • 3 funds opened new AB Tax-Aware Short Duration Municipal ETF positions in Q3 2023 and 3 closed out, a net change of 0 holders.
  • The largest AB Tax-Aware Short Duration Municipal ETF buyer in Q3 2023 was AllianceBernstein, an estimated $17.7M added.
  • The largest AB Tax-Aware Short Duration Municipal ETF seller in Q3 2023 was Jane Street, an estimated $14M sold.

Based on aggregated 13F filings for Q3 2023.