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SURG

SYNERGETICS USA, INC.

Delisted

SURG was delisted on the 15th of October, 2015.

50 hedge funds and large institutions have $59.8M invested in SYNERGETICS USA, INC. in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more capital invested

Capital invested by funds: $45.2M → $59.8M (+$14.6M)

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

0% more funds holding

Funds holding: 5050 (0)

Holders
50
Holders Change
Holders Change %
0%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
15
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Geode Capital Management
26
Geode Capital Management
Massachusetts
$371K +$1.08K +300 +0.4%
WA
27
WealthTrust Axiom
Pennsylvania
$342K
NA
28
Nottingham Advisors
New York
$305K
Morgan Stanley
29
Morgan Stanley
New York
$260K +$55.1K +15,334 +34%
HIM
30
Hillsdale Investment Management
Ontario, Canada
$229K
Bank of New York Mellon
31
Bank of New York Mellon
New York
$121K
Wells Fargo
32
Wells Fargo
California
$109K -$32.3K -9,000 -26%
BIT
33
BlackRock Institutional Trust
California
$106K +$87.4K +24,312 New
AWCI
34
Alpine Woods Capital Investors
New York
$83K
T. Rowe Price Associates
35
T. Rowe Price Associates
Maryland
$82K +$3.59K +1,000 +6%
State Street
36
State Street
Massachusetts
$66K -$5.75K -1,600 -10%
AG
37
Algert Global
California
$60K +$49.5K +13,770 New
RCM
38
Rotella Capital Management
Washington
$52K -$28.2K -7,836 -40%
NPC
39
National Planning Corporation
California
$48.7K
GCP
40
GSA Capital Partners
United Kingdom
$47K +$38.6K +10,736 New
US Bancorp
41
US Bancorp
Minnesota
$44K
Creative Planning
42
Creative Planning
Kansas
$26K
EARNEST Partners
43
EARNEST Partners
Georgia
$23K
PCM
44
Prelude Capital Management
New York
$23K +$19K +5,300 New
BIM
45
BlackRock Investment Management
Delaware
$17K -$1.57K -438 -10%
MA
46
MUFG Americas
New York
$12K +$3.77K +1,050 +63%
Federated Hermes
47
Federated Hermes
Pennsylvania
$8K +$6.23K +1,733 New
UBS Group
48
UBS Group
Switzerland
$6K +$4.91K +1,367 New
TRCT
49
Tower Research Capital (TRC)
New York
$3K -$172 -48 -8%
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5

SURG Hedge Fund Activity: Q4 2014 in Review

50 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in SYNERGETICS USA, INC. (SURG) for Q4 2014, worth a combined $59.8M — up 32% from $45.2M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SURG positions and 7 closed out — a net gain of 2 holders — while 15 added to existing stakes and 12 trimmed.

The largest buyer was Northpointe Capital, adding an estimated $1.34M. The largest seller was White Pine Capital, cutting an estimated $1.5M.

  • 50 institutional investors held SYNERGETICS USA, INC. (SURG) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $59.8M of SYNERGETICS USA, INC. stock for Q4 2014, up 32% quarter-over-quarter.
  • 9 funds opened new SYNERGETICS USA, INC. positions in Q4 2014 and 7 closed out, a net change of +2 holders.
  • The largest SYNERGETICS USA, INC. buyer in Q4 2014 was Northpointe Capital, an estimated $1.34M added.
  • The largest SYNERGETICS USA, INC. seller in Q4 2014 was White Pine Capital, an estimated $1.5M sold.

Based on aggregated 13F filings for Q4 2014.