Rotella Capital Management’s SYNERGETICS USA, INC. SURG Stock Holding History

Rotella Capital Management’s Portfolio SURG Stock Details SURG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-25,560	Closed	-$120K	–	761
2015 Q2	$120K	Sell	25,560 -3,802	-13%	-$18.4K	0.1%	249
2015 Q1	$158K	Buy	29,362 +17,387	+145%	+$82.1K	0.13%	271
2014 Q4	$52K	Sell	11,975 -7,836	-40%	-$28.2K	0.05%	297
2014 Q3	$68K	Buy	+19,811	New	+$61.8K	0.07%	211
2014 Q2	–	Sell	-15,248	Closed	-$47K	–	449
2014 Q1	$47K	Buy	+15,248	New	+$51.6K	0.06%	178

Other funds holding SURG

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

PCMI

Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

DCM

DG Capital Management New York $326M AUM 39.67% 1-Year Est. Return

ICM

ISZO Capital Management New York $2M AUM 35.61% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Rotella Capital Management's SURG Position: Q3 2015 in Review

Rotella Capital Management sold out of SYNERGETICS USA, INC. (SURG) in Q3 2015, closing a stake of 25,560 shares — an estimated $120K sold.

Rotella Capital Management first reported a position in SURG in Q1 2014 and held it in 5 quarters. The position peaked at $158K in Q1 2015. 72 funds tracked by Wall St. Rank hold SURG as of Q3 2015.

Rotella Capital Management reported no remaining SYNERGETICS USA, INC. position as of Q3 2015 after selling out during the quarter.
Rotella Capital Management sold 25,560 SYNERGETICS USA, INC. shares in Q3 2015, an estimated $120K.
Rotella Capital Management first reported a position in SYNERGETICS USA, INC. in Q1 2014 and held it in 5 quarters.
Rotella Capital Management's SYNERGETICS USA, INC. position peaked at $158K in Q1 2015.
72 funds tracked by Wall St. Rank held SYNERGETICS USA, INC. as of Q3 2015.

Based on Rotella Capital Management's 13F filing for Q3 2015, filed 13 Nov 2015.