MUFG Americas’s SYNERGETICS USA, INC. SURG Stock Holding History

MUFG Americas’s Portfolio SURG Stock Details SURG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-3,380	Closed	-$16K	–	1292
2015 Q2	$16K	Hold	3,380	–	–	﹤0.01%	807
2015 Q1	$18K	Buy	3,380 +670	+25%	+$3.17K	﹤0.01%	830
2014 Q4	$12K	Buy	2,710 +1,050	+63%	+$3.77K	﹤0.01%	929
2014 Q3	$6K	Buy	+1,660	New	+$5.17K	﹤0.01%	1071

Other funds holding SURG

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

PCMI

Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

DCM

DG Capital Management New York $326M AUM 39.67% 1-Year Est. Return

ICM

ISZO Capital Management New York $2M AUM 35.61% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

MUFG Americas's SURG Position: Q3 2015 in Review

MUFG Americas sold out of SYNERGETICS USA, INC. (SURG) in Q3 2015, closing a stake of 3,380 shares — an estimated $16K sold.

MUFG Americas first reported a position in SURG in Q3 2014 and held it in 4 quarters. The position peaked at $18K in Q1 2015. 72 funds tracked by Wall St. Rank hold SURG as of Q3 2015.

MUFG Americas reported no remaining SYNERGETICS USA, INC. position as of Q3 2015 after selling out during the quarter.
MUFG Americas sold 3,380 SYNERGETICS USA, INC. shares in Q3 2015, an estimated $16K.
MUFG Americas first reported a position in SYNERGETICS USA, INC. in Q3 2014 and held it in 4 quarters.
MUFG Americas's SYNERGETICS USA, INC. position peaked at $18K in Q1 2015.
72 funds tracked by Wall St. Rank held SYNERGETICS USA, INC. as of Q3 2015.

Based on MUFG Americas's 13F filing for Q3 2015, filed 10 Nov 2015.