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SURG

SYNERGETICS USA, INC.

Delisted

SURG was delisted on the 15th of October, 2015.

51 hedge funds and large institutions have $50.5M invested in SYNERGETICS USA, INC. in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

16% more capital invested

Capital invested by funds: $43.4M → $50.5M (+$7.08M)

0% more funds holding

Funds holding: 5151 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $3K

Holders
51
Holders Change
Holders Change %
0%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
14
Reduced
12
Closed
3
Calls
Puts
$3K
Net Calls
-$3K
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIA
1
Kopp Investment Advisors
Minnesota
$7.58M -$1.14M -274,320 -14%
PAIM
2
Punch & Associates Investment Management
Minnesota
$5.33M +$46.8K +11,280 +1%
AWMDMG
3
Austin W. Marxe & David M. Greenhouse
New York
$4.58M
CAM
4
Cortina Asset Management
Wisconsin
$4.13M -$230K -55,409 -6%
RJA
5
Raymond James & Associates
Florida
$4.01M
TAM
6
THB Asset Management
Connecticut
$3.87M -$74K -17,850 -2%
PCMI
7
Paradigm Capital Management Inc
New York
$3.4M +$122K +29,350 +4%
WPC
8
White Pine Capital
Minnesota
$2.58M -$87.1K -21,000 -4%
RA
9
Royce & Associates
New York
$2.46M +$1.23M +296,474 +122%
Vanguard Group
10
Vanguard Group
Pennsylvania
$2.39M
NC
11
Northpointe Capital
Michigan
$1.2M +$402K +96,852 +58%
PCM
12
Perkins Capital Management
Minnesota
$919K +$8.29K +2,000 +1%
CCM
13
Cadence Capital Management
Massachusetts
$870K -$162K -39,010 -17%
AHC
14
Anderson Hoagland & Co
Missouri
$764K
UCFA
15
United Capital Financial Advisors
Texas
$630K
MVP
16
Missouri Valley Partners
Missouri
$572K +$26.7K +6,446 +5%
DGHMC
17
Dalton, Greiner, Hartman, Maher & Co
New York
$414K +$378K +91,074 New
California Public Employees Retirement System
18
California Public Employees Retirement System
California
$409K
WA
19
WealthTrust Axiom
Pennsylvania
$358K
Geode Capital Management
20
Geode Capital Management
Massachusetts
$354K +$829 +200 +0.3%
MFIMFI
21
Mesirow Financial Investment Management - Fixed Income
Illinois
$334K
BFA
22
BlackRock Fund Advisors
California
$319K +$22.8K +5,508 +9%
NA
23
Nottingham Advisors
New York
$318K
Jacobs Levy Equity Management
24
Jacobs Levy Equity Management
New Jersey
$305K +$15.3K +3,700 +6%
Morgan Stanley
25
Morgan Stanley
New York
$291K -$58.4K -14,096 -18%

SURG Hedge Fund Activity: Q3 2013 in Review

51 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in SYNERGETICS USA, INC. (SURG) for Q3 2013, worth a combined $50.5M — up 16% from $43.4M a quarter earlier.

Fund positioning in SURG was balanced in Q3 2013: 3 funds opened new positions, 3 closed out, 14 added to existing stakes and 12 trimmed.

The largest buyer was Royce & Associates, adding an estimated $1.23M. The largest seller was Kopp Investment Advisors, cutting an estimated $1.14M.

  • 51 institutional investors held SYNERGETICS USA, INC. (SURG) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $50.5M of SYNERGETICS USA, INC. stock for Q3 2013, up 16% quarter-over-quarter.
  • 3 funds opened new SYNERGETICS USA, INC. positions in Q3 2013 and 3 closed out, a net change of 0 holders.
  • The largest SYNERGETICS USA, INC. buyer in Q3 2013 was Royce & Associates, an estimated $1.23M added.
  • The largest SYNERGETICS USA, INC. seller in Q3 2013 was Kopp Investment Advisors, an estimated $1.14M sold.

Based on aggregated 13F filings for Q3 2013.