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SURG

SYNERGETICS USA, INC.
SURG

Delisted

SURG was delisted on the 15th of October, 2015.

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Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
– -$16.6M -2,533,260 Closed
PCMI
2
Paradigm Capital Management Inc
New York
– -$7.79M -1,185,700 Closed
AIC
3
AWM Investment Company
New York
– -$6.81M -1,036,727 Closed
NC
4
Northpointe Capital
Michigan
– -$5.93M -902,904 Closed
DCM
5
DG Capital Management
New York
– -$5.58M -850,000 Closed
ICM
6
ISZO Capital Management
New York
– -$5.48M -833,883 Closed
Vanguard Group
7
Vanguard Group
Pennsylvania
– -$4.73M -720,168 Closed
RA
8
Royce & Associates
New York
– -$4.41M -671,774 Closed
PRCP
9
Pacific Ridge Capital Partners
Oregon
– -$3.51M -533,990 Closed
Renaissance Technologies
10
Renaissance Technologies
New York
– -$2.88M -438,800 Closed
GPGA
11
Grandeur Peak Global Advisors
Utah
– -$2.47M -375,756 Closed
WA
12
Wasatch Advisors
Utah
– -$2.46M -375,000 Closed
Acadian Asset Management
13
Acadian Asset Management
Massachusetts
– -$1.78M -270,265 Closed
BHMP
14
Bardin Hill Management Partners
New York
– -$1.56M -238,000 Closed
Morgan Stanley
15
Morgan Stanley
New York
– -$1.53M -233,474 Closed
EIM
16
Essex Investment Management
Massachusetts
– -$1.34M -204,247 Closed
AA
17
AQR Arbitrage
Connecticut
– -$1.33M -201,800 Closed
RCM
18
Riverloft Capital Management
Florida
– -$1.18M -179,987 Closed
OAM
19
Oxford Asset Management
United Kingdom
– -$1.17M -177,596 Closed
DAM
20
Deltec Asset Management
New York
– -$986K -150,000 Closed
UCFA
21
United Capital Financial Advisors
Texas
– -$910K -138,460 Closed
LSV Asset Management
22
LSV Asset Management
Illinois
– -$905K -137,789 Closed
COPPSERS
23
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– -$839K -127,771 Closed
GCL
24
Glazer Capital LLC
New York
– -$750K -114,200 Closed
GF
25
Gabelli Funds
New York
– -$712K -108,400 Closed
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