National Planning Corporation’s SYNERGETICS USA, INC. SURG Stock Holding History

National Planning Corporation’s Portfolio SURG Stock Details SURG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-11,475	Closed	-$48.7K	–	2636
2014 Q4	$48.7K	Hold	11,475	–	–	﹤0.01%	1272
2014 Q3	$39K	Hold	11,475	–	–	﹤0.01%	738
2014 Q2	$36K	Hold	11,475	–	–	﹤0.01%	751
2014 Q1	$38K	Hold	11,475	–	–	﹤0.01%	708
2013 Q4	$42K	Hold	11,475	–	–	﹤0.01%	697
2013 Q3	$57K	Hold	11,475	–	–	0.01%	655
2013 Q2	$45K	Buy	+11,475	New	+$37.8K	0.01%	537

Other funds holding SURG

PCMI

Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return

CAM

Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Numeric Investors Boston, Massachusetts $13.7B AUM 28.88% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

National Planning Corporation's SURG Position: Q1 2015 in Review

National Planning Corporation sold out of SYNERGETICS USA, INC. (SURG) in Q1 2015, closing a stake of 11,475 shares — an estimated $48.7K sold.

National Planning Corporation first reported a position in SURG in Q2 2013 and held it in 7 quarters. The position peaked at $57K in Q3 2013. 71 funds tracked by Wall St. Rank hold SURG as of Q1 2015.

National Planning Corporation reported no remaining SYNERGETICS USA, INC. position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 11,475 SYNERGETICS USA, INC. shares in Q1 2015, an estimated $48.7K.
National Planning Corporation first reported a position in SYNERGETICS USA, INC. in Q2 2013 and held it in 7 quarters.
National Planning Corporation's SYNERGETICS USA, INC. position peaked at $57K in Q3 2013.
71 funds tracked by Wall St. Rank held SYNERGETICS USA, INC. as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.