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STEM.WS

Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS

Delisted

STEM.WS was delisted on the 17th of September, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
AC
1
Athanor Capital
New York
$91.5M +$37.8M +2,541,078 New
ICM
2
Ionic Capital Management
New York
$27M +$17M +1,138,398 New
CCM
3
CAAS Capital Management
New York
$24.7M +$15.5M +1,038,721 New
AC
4
Aristeia Capital
Connecticut
$16.7M +$10.5M +701,604 New
VanEck Associates
5
VanEck Associates
New York
$15M +$9.43M +633,199 New
LP
6
LMR Partners
United Kingdom
$13M +$8.14M +546,518 New
BC
7
Burleson & Co
California
$12.2M +$7.66M +514,285 New
JG
8
Jefferies Group
New York
$6.87M +$4.31M +289,069 New
ZA
9
Zazove Associates
Nevada
$3.56M +$2.24M +150,064 New
Wellington Management Group
10
Wellington Management Group
Massachusetts
$3.4M +$2.13M +143,000 New
MTIM
11
Marathon Trading Investment Management
Pennsylvania
$2.63M +$1.65M +110,740 New
TCA
12
Taconic Capital Advisors
New York
$2.4M +$1.51M +101,133 New
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
$2.01M +$1.26M +84,769 New
WCMNY
14
Westchester Capital Management (New York)
New York
$1.98M +$1.24M +83,500 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.81M +$1.13M +76,103 New
CAC
16
Cowen and Company
New York
$1.38M +$863K +57,937 New
Jane Street
17
Jane Street
New York
$1.37M +$859K +57,698 New
CH
18
CVI Holdings
Delaware
$818K +$513K +34,433 New
HF
19
HRT Financial
New York
$782K +$491K +32,936 New
YCM
20
Yakira Capital Management
Connecticut
$447K +$280K +18,827 New
Walleye Capital
21
Walleye Capital
New York
$394K +$247K +16,571 New
BMCM
22
Black Maple Capital Management
Wisconsin
$389K +$161K +10,816 New
BCM
23
Bluefin Capital Management
New York
$324K +$203K +13,626 New
YCM
24
Yaupon Capital Management
New York
$266K +$167K +11,198 New
UBS Group
25
UBS Group
Switzerland
$43K +$27K +1,813 New
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