STEM.WS

Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS

Overview Fund Activity
Delisted

STEM.WS was delisted on the 17th of September, 2021.

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0 hedge funds and large institutions have $0 invested in Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri in 2021 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 0 reducing their positions, and 30 closing their positions.

Holders
–
Holders Change
-30
Holders Change %
-100%
% of All Funds
–
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
–
Increased
–
Reduced
–
Closed
30
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

1
AC
1
Athanor Capital
New York
$0
2
ICM
2
Ionic Capital Management
New York
$0
3
CCM
3
CAAS Capital Management
New York
$0
4
AC
4
Aristeia Capital
Connecticut
$0
5
VanEck Associates
5
VanEck Associates
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AC
1
Athanor Capital
New York
– – -2,541,078 Closed
ICM
2
Ionic Capital Management
New York
– – -1,138,398 Closed
CCM
3
CAAS Capital Management
New York
– – -1,038,721 Closed
AC
4
Aristeia Capital
Connecticut
– – -701,604 Closed
VanEck Associates
5
VanEck Associates
New York
– – -633,199 Closed
LP
6
LMR Partners
United Kingdom
– – -546,518 Closed
BC
7
Burleson & Co
California
– – -514,285 Closed
JG
8
Jefferies Group
New York
– – -289,069 Closed
ZA
9
Zazove Associates
Nevada
– – -150,064 Closed
Wellington Management Group
10
Wellington Management Group
Massachusetts
– – -143,000 Closed
MTIM
11
Marathon Trading Investment Management
Pennsylvania
– – -110,740 Closed
TCA
12
Taconic Capital Advisors
New York
– – -101,133 Closed
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
– – -84,769 Closed
WCMNY
14
Westchester Capital Management (New York)
New York
– – -83,500 Closed
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
– – -76,103 Closed
CAC
16
Cowen and Company
New York
– – -57,937 Closed
Jane Street
17
Jane Street
New York
– – -57,698 Closed
CH
18
CVI Holdings
Delaware
– – -34,433 Closed
HF
19
HRT Financial
New York
– – -32,936 Closed
YCM
20
Yakira Capital Management
Connecticut
– – -18,827 Closed
Walleye Capital
21
Walleye Capital
New York
– – -16,571 Closed
BCM
22
Bluefin Capital Management
New York
– – -13,626 Closed
YCM
23
Yaupon Capital Management
New York
– – -11,198 Closed
BMCM
24
Black Maple Capital Management
Wisconsin
– – -10,816 Closed
UBS Group
25
UBS Group
Switzerland
– – -1,813 Closed
1
2