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STEM.WS

Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS

Delisted

STEM.WS was delisted on the 17th of September, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
AC
1
Athanor Capital
New York
– -$91.5M -2,541,078 Closed
ICM
2
Ionic Capital Management
New York
– -$27M -1,138,398 Closed
CCM
3
CAAS Capital Management
New York
– -$24.7M -1,038,721 Closed
AC
4
Aristeia Capital
Connecticut
– -$16.7M -701,604 Closed
VanEck Associates
5
VanEck Associates
New York
– -$15M -633,199 Closed
LP
6
LMR Partners
United Kingdom
– -$13M -546,518 Closed
BC
7
Burleson & Co
California
– -$12.2M -514,285 Closed
JG
8
Jefferies Group
New York
– -$6.87M -289,069 Closed
ZA
9
Zazove Associates
Nevada
– -$3.56M -150,064 Closed
Wellington Management Group
10
Wellington Management Group
Massachusetts
– -$3.4M -143,000 Closed
MTIM
11
Marathon Trading Investment Management
Pennsylvania
– -$2.63M -110,740 Closed
TCA
12
Taconic Capital Advisors
New York
– -$2.4M -101,133 Closed
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
– -$2.01M -84,769 Closed
WCMNY
14
Westchester Capital Management (New York)
New York
– -$1.98M -83,500 Closed
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
– -$1.81M -76,103 Closed
CAC
16
Cowen and Company
New York
– -$1.38M -57,937 Closed
Jane Street
17
Jane Street
New York
– -$1.37M -57,698 Closed
CH
18
CVI Holdings
Delaware
– -$818K -34,433 Closed
HF
19
HRT Financial
New York
– -$782K -32,936 Closed
YCM
20
Yakira Capital Management
Connecticut
– -$447K -18,827 Closed
Walleye Capital
21
Walleye Capital
New York
– -$394K -16,571 Closed
BCM
22
Bluefin Capital Management
New York
– -$324K -13,626 Closed
YCM
23
Yaupon Capital Management
New York
– -$266K -11,198 Closed
BMCM
24
Black Maple Capital Management
Wisconsin
– -$389K -10,816 Closed
UBS Group
25
UBS Group
Switzerland
– -$43K -1,813 Closed
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