Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri

STEM.WS

Market cap $1.88B

Delisted

STEM.WS was delisted on the 17th of September, 2021.

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Athanor Capital New York	–	-$91.5M	-2,541,078	Closed
2	2 Ionic Capital Management New York	–	-$27M	-1,138,398	Closed
3	CCM 3 CAAS Capital Management New York	–	-$24.7M	-1,038,721	Closed
4	4 Aristeia Capital Greenwich, Connecticut	–	-$16.7M	-701,604	Closed
5	5 VanEck Associates New York	–	-$15M	-633,199	Closed
6	6 LMR Partners London, United Kingdom	–	-$13M	-546,518	Closed
7	7 Burleson & Co Petaluma, California	–	-$12.2M	-514,285	Closed
8	8 Jefferies Group New York	–	-$6.87M	-289,069	Closed
9	9 Zazove Associates Incline Village, Nevada	–	-$3.56M	-150,064	Closed
10	10 Wellington Management Group Boston, Massachusetts	–	-$3.4M	-143,000	Closed
11	11 Marathon Trading Investment Management Radnor, Pennsylvania	–	-$2.63M	-110,740	Closed
12	12 Taconic Capital Advisors New York	–	-$2.4M	-101,133	Closed
13	13 D.E. Shaw & Co New York	–	-$2.01M	-84,769	Closed
14	14 Westchester Capital Management (New York) Valhalla, New York	–	-$1.98M	-83,500	Closed
15	15 Susquehanna International Group Bala Cynwyd, Pennsylvania	–	-$1.81M	-76,103	Closed
16	16 Cowen and Company New York	–	-$1.38M	-57,937	Closed
17	17 Jane Street New York	–	-$1.37M	-57,698	Closed
18	18 CVI Holdings Wilmington, Delaware	–	-$818K	-34,433	Closed
19	19 HRT Financial New York	–	-$782K	-32,936	Closed
20	20 Yakira Capital Management Westport, Connecticut	–	-$447K	-18,827	Closed
21	21 Walleye Capital New York	–	-$394K	-16,571	Closed
22	BCM 22 Bluefin Capital Management New York	–	-$324K	-13,626	Closed
23	23 Yaupon Capital Management New York	–	-$266K	-11,198	Closed
24	24 Black Maple Capital Management Milwaukee, Wisconsin	–	-$389K	-10,816	Closed
25	25 UBS Group Zurich, Switzerland	–	-$43K	-1,813	Closed