UBS Group’s Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri STEM.WS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-1,813	Closed	-$43K	–	9318
2021 Q2	$43K	Buy	+1,813	New	+$43K	﹤0.01%	5520