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State Street Blackstone Senior Loan ETF
SRLN

64 hedge funds and large institutions have $284M invested in State Street Blackstone Senior Loan ETF in 2013 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 24 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,400% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 2

243% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 7

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

73% more funds holding

Funds holding: 37 → 64 (+27)

40% more capital invested

Capital invested by funds: $204M → $284M (+$80.6M)

16.52% less ownership

Funds ownership: 70.61% → 54.09% (-17%)

Holders
64
Holders Change
+27
Holders Change %
+72.97%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
30
Increased
24
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WCM
Weatherstone Capital Management
Colorado
+$18.1M
2
Bank of America
Bank of America
North Carolina
+$13.5M
3
Goldman Sachs
Goldman Sachs
New York
+$13M
4
BFA
Beaumont Financial Advisors
Massachusetts
+$9.26M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$8.99M

Top Sellers

Rank Fund Capital Flow
1
Blackstone Inc
Blackstone Inc
New York
-$15M
2
NCM
Newgate Capital Management
Connecticut
-$9.81M
3
Morgan Stanley
Morgan Stanley
New York
-$6.34M
4
PPA
Parametric Portfolio Associates
Washington
-$4.65M
5
Nomura Holdings
Nomura Holdings
Japan
-$480K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$1.65M +$1.45M +29,112 +732%
LPL Financial
27
LPL Financial
California
$1.52M +$713K +14,286 +88%
CCMG
28
Clark Capital Management Group
Pennsylvania
$1.51M +$42.5K +851 +3%
ACM
29
Aviance Capital Management
Florida
$1.47M +$1.47M +29,484 New
GI
30
Gradient Investments
Minnesota
$1.29M +$81.4K +1,631 +7%
BRWA
31
B. Riley Wealth Advisors
Florida
$1.15M +$1.15M +23,011 New
CC
32
Callan Capital
California
$1.04M +$1.04M +20,806 New
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$994K +$996K +19,952 New
AIG
34
American International Group
New York
$898K -$413K -8,265 -31%
GLA
35
Great Lakes Advisors
Illinois
$867K -$49.7K -995 -5%
CCA
36
Catalyst Capital Advisors
New York
$747K +$749K +15,000 New
Thrivent Financial for Lutherans
37
Thrivent Financial for Lutherans
Minnesota
$741K +$742K +14,866 New
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$693K +$695K +13,918 New
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$674K +$34.8K +697 +5%
GCM
40
Grisanti Capital Management
New York
$630K +$631K +12,640 New
HighTower Advisors
41
HighTower Advisors
Illinois
$609K +$610K +12,215 New
SFG
42
SNS Financial Group
Minnesota
$608K +$609K +12,209 New
GWM
43
Greenwich Wealth Management
Connecticut
$560K +$48.7K +975 +9%
KFC
44
Klingenstein Fields & Co
New York
$488K +$489K +9,800 New
KFS
45
KMS Financial Services
Washington
$478K +$478K +9,576 New
Natixis Advisors
46
Natixis Advisors
Massachusetts
$415K +$415K +8,322 New
Nomura Holdings
47
Nomura Holdings
Japan
$411K -$480K -9,619 -54%
VAM
48
Visionary Asset Management
Texas
$302K +$303K +6,079 New
FAAS
49
First Allied Advisory Services
California
$292K +$294K +5,880 New
Verition Fund Management
50
Verition Fund Management
Connecticut
$274K +$275K +5,500 New
1
2
3

SRLN Hedge Fund Activity: Q3 2013 in Review

64 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street Blackstone Senior Loan ETF (SRLN) for Q3 2013, worth a combined $284M — up 40% from $204M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new SRLN positions and 2 closed out — a net gain of 28 holders — while 24 added to existing stakes and 7 trimmed.

The largest buyer was Weatherstone Capital Management, opening a new position worth an estimated $18.1M. The largest seller was Blackstone Inc, cutting an estimated $15M.

  • 64 institutional investors held State Street Blackstone Senior Loan ETF (SRLN) as of Q3 2013, up from 37 in Q2 2013.
  • Funds reported $284M of State Street Blackstone Senior Loan ETF stock for Q3 2013, up 40% quarter-over-quarter.
  • 30 funds opened new State Street Blackstone Senior Loan ETF positions in Q3 2013 and 2 closed out, a net change of +28 holders.
  • The largest State Street Blackstone Senior Loan ETF buyer in Q3 2013 was Weatherstone Capital Management, an estimated $18.1M added.
  • The largest State Street Blackstone Senior Loan ETF seller in Q3 2013 was Blackstone Inc, an estimated $15M sold.

Based on aggregated 13F filings for Q3 2013.