Klingenstein Fields & Co’s State Street Blackstone Senior Loan ETF SRLN Stock Holding History

Klingenstein Fields & Co’s Portfolio SRLN Stock Details SRLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-8,300	Closed	-$396K	–	232
2015 Q3	$396K	Sell	8,300 -90	-1%	-$4.37K	0.02%	165
2015 Q2	$413K	Hold	8,390	–	–	0.02%	168
2015 Q1	$413K	Sell	8,390 -595	-7%	-$29.1K	0.02%	174
2014 Q4	$438K	Hold	8,985	–	–	0.02%	171
2014 Q3	$442K	Buy	8,985 +240	+3%	+$11.9K	0.02%	170
2014 Q2	$437K	Sell	8,745 -4,100	-32%	-$204K	0.02%	179
2014 Q1	$643K	Buy	12,845 +350	+3%	+$17.5K	0.03%	150
2013 Q4	$625K	Buy	12,495 +2,695	+28%	+$135K	0.02%	188
2013 Q3	$488K	Buy	+9,800	New	+$489K	0.02%	205

Other funds holding SRLN

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Klingenstein Fields & Co's SRLN Position: Q4 2015 in Review

Klingenstein Fields & Co sold out of State Street Blackstone Senior Loan ETF (SRLN) in Q4 2015, closing a stake of 8,300 shares — an estimated $396K sold.

Klingenstein Fields & Co first reported a position in SRLN in Q3 2013 and held it in 9 quarters. The position peaked at $643K in Q1 2014. 86 funds tracked by Wall St. Rank hold SRLN as of Q4 2015.

Klingenstein Fields & Co reported no remaining State Street Blackstone Senior Loan ETF position as of Q4 2015 after selling out during the quarter.
Klingenstein Fields & Co sold 8,300 State Street Blackstone Senior Loan ETF shares in Q4 2015, an estimated $396K.
Klingenstein Fields & Co first reported a position in State Street Blackstone Senior Loan ETF in Q3 2013 and held it in 9 quarters.
Klingenstein Fields & Co's State Street Blackstone Senior Loan ETF position peaked at $643K in Q1 2014.
86 funds tracked by Wall St. Rank held State Street Blackstone Senior Loan ETF as of Q4 2015.

Based on Klingenstein Fields & Co's 13F filing for Q4 2015, filed 1 Feb 2016.