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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
O
1226
OrbiMed
New York
-$53.1M -300,000 Closed
ACI
1227
AB CarVal Investors
Minnesota
-$48.4M -288,000 Closed
NMLIC
1228
Northwestern Mutual Life Insurance Company
Wisconsin
-$43.3M -257,954 Closed
PRCM
1229
Pine River Capital Management
Minnesota
-$44.3M -250,453 Closed
ST
1230
Spot Trading
Illinois
-$32.3M -182,435 Closed
EMG
1231
Ellington Management Group
Connecticut
-$27.3M -162,700 Closed
ACM
1232
Akanthos Capital Management
California
-$25.2M -150,000 Closed
SCM
1233
SCS Capital Management
Massachusetts
-$20.5M -121,958 Closed
MG
1234
Meditor Group
Bermuda
-$18.1M -107,708 Closed
SFM
1235
Soros Fund Management
New York
-$16.2M -91,734 Closed
T
1236
Tahithromos
New York
-$10.7M -63,500 Closed
Alyeska Investment Group
1237
Alyeska Investment Group
Illinois
-$8.4M -50,000 Closed
NYLIM
1238
New York Life Investment Management
New York
-$7.67M -43,351 Closed
SCM
1239
Sigma Capital Management
Connecticut
-$5.04M -30,000 Closed
CCM
1240
Cullen Capital Management
New York
-$4.7M -28,000 Closed
CR
1241
Cooperatieve Rabobank
Netherlands
-$4.53M -26,955 Closed
PGH
1242
Partners Group Holding
Switzerland
-$4.25M -25,305 Closed
FCH
1243
Freestone Capital Holdings
Washington
-$3.73M -21,100 Closed
HI
1244
HBK Investments
Texas
-$3.43M -19,400 Closed
TAM
1245
Tocqueville Asset Management
New York
-$3.18M -18,928 Closed
PP
1246
Paloma Partners
Connecticut
-$3.29M -18,589 Closed
Macquarie Group
1247
Macquarie Group
Australia
-$3.15M -17,795 Closed
SBCM
1248
Schwerin Boyle Capital Management
Massachusetts
-$2.6M -15,502 Closed
CHJWM
1249
Carlton Hofferkamp & Jenks Wealth Management
Texas
-$2.59M -15,400 Closed
GCT
1250
Galaxy Capital Trading
British Virgin Islands
-$2.51M -14,950 Closed

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.