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FT Vest US Small Cap Moderate Buffer ETF November
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64 hedge funds and large institutions have $44.8M invested in FT Vest US Small Cap Moderate Buffer ETF November in 2026 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 19 reducing their positions, and 2 closing their positions.

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New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more funds holding

Funds holding: →

less ownership

Funds ownership: →

less capital invested

Capital invested by funds: $ → $

37% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 19

Holders
64
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
–
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
–
Puts
–
Net Calls
Net Calls Change

Top Buyers

1
+$2.22M
2
+$1.64M
3
+$656K
4
CAG
Csenge Advisory Group
Florida
+$242K
5
KA
Kovack Advisors
Florida
+$209K

Top Sellers

1
-$1.5M
2
-$1.48M
3
-$656K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$613K
5
NAM
NorthCrest Asset Manangement
Minnesota
-$347K
Name Holding Trade Value Shares
Change 		Change in
Stake
DI
26
Diligent Investors
California
$305K
SPC
27
Sigma Planning Corp
Michigan
$298K
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$290K
NS
29
NBC Securities
Alabama
$274K
FWM
30
Foguth Wealth Management
Michigan
$246K
CAG
31
Csenge Advisory Group
Florida
$238K
PA
32
PFG Advisors
Arizona
$233K
NA
33
NewEdge Advisors
Louisiana
$228K
CFD
34
Creative Financial Designs
Indiana
$213K
KA
35
Kovack Advisors
Florida
$207K
SWA
36
SOA Wealth Advisors
New York
$194K
PWPS
37
Pinnacle Wealth Planning Services
Ohio
$149K
DFA
38
DHJJ Financial Advisors
Illinois
$139K
SS
39
Sunbelt Securities
Texas
$133K
PP
40
PFS Partners
New Jersey
$125K
CAL
41
Capital Analysts LLC
Pennsylvania
$95K
HI
42
Harbour Investments
Wisconsin
$70.9K
NWMP
43
Noble Wealth Management PBC
Colorado
$66.7K
Wealth Enhancement Advisory Services
44
Wealth Enhancement Advisory Services
Minnesota
$56K
CIAS
45
Capital Investment Advisory Services
North Carolina
$32.6K
TPWA
46
Twin Peaks Wealth Advisors
California
$31.2K
SEP
47
Signature Equity Partners
Ohio
$31.2K
AIP
48
Ameritas Investment Partners
Nebraska
$31K
BWM
49
Benson Wealth Management
Tennessee
$30.1K
TWM
50
Topsail Wealth Management
North Carolina
$24.8K
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