We are live on ! Find out more
SMH icon

VanEck Semiconductor ETF

142 hedge funds and large institutions have $2.16B invested in VanEck Semiconductor ETF in 2019 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 41 increasing their positions, 41 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 29

1% more funds holding

Funds holding: 141142 (+1)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 41

14% less capital invested

Capital invested by funds: $2.51B → $2.16B (-$349M)

48% less call options, than puts

Call options by funds: $1.39B | Put options by funds: $2.66B

115.12% less ownership

Funds ownership: 450.29%335.17% (-115%)

Holders
142
Holders Change
+1
Holders Change %
+0.71%
% of All Funds
3.11%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
32
Increased
41
Reduced
41
Closed
29
Calls
$1.39B
Puts
$2.66B
Net Calls
-$1.27B
Net Calls Change
+$713M
Name Holding Trade Value Shares
Change
Change in
Stake
HR
126
Howe & Rusling
New York
$34K
ClearBridge Investments
127
ClearBridge Investments
New York
$19K
MM
128
Main Management
California
$18K -$9.19M -158,878 -100%
BFC
129
Bedel Financial Consulting
Indiana
$16K
CFGS
130
Concourse Financial Group Securities
Alabama
$14K -$28.5K -492 -67%
FHA
131
Flagship Harbor Advisors
Massachusetts
$11K
WAM
132
Wolverine Asset Management
Illinois
$11K
ASN
133
Advisory Services Network
Georgia
$10K
CFA
134
Carroll Financial Associates
North Carolina
$10K +$9.95K +172 New
JPLA
135
Joseph P. Lucia & Associates
New York
$9K
BWA
136
BDO Wealth Advisors
Florida
$8K -$6.48K -112 -46%
LDFR
137
Lehman & Derafelo Financial Resources
Pennsylvania
$5K
WP
138
WealthShield Partners
North Carolina
$3K -$26K -450 -90%
SIM
139
Sonora Investment Management
Arizona
$2K +$1.85K +32 New
BCH
140
Berkshire Capital Holdings
California
$1.19K -$6.5M -112,400 -100%
TRCT
141
Tower Research Capital (TRC)
New York
$1K -$18.5M -319,500 -100%
VFA
142
Valeo Financial Advisors
Indiana
$1K
D.E. Shaw & Co
143
D.E. Shaw & Co
New York
-$32M -580,600 Closed
MMEA
144
Main Management ETF Advisors
California
-$17.2M -313,020 Closed
TSS
145
Two Sigma Securities
New York
-$11.6M -200,776 Closed
Renaissance Technologies
146
Renaissance Technologies
New York
-$10.8M -195,754 Closed
MCM
147
Moore Capital Management
New York
-$10.4M -180,000 Closed
WAM
148
WT Asset Management
Hong Kong
-$8.77M -159,200 Closed
Wolverine Trading
149
Wolverine Trading
Illinois
-$5.76M -99,630 Closed
PCM
150
Pentwater Capital Management
Florida
-$4.96M -90,000 Closed

SMH Hedge Fund Activity: Q3 2019 in Review

142 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in VanEck Semiconductor ETF (SMH) for Q3 2019, worth a combined $2.16B — down 14% from $2.51B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new SMH positions and 29 closed out — a net gain of 3 holders — while 41 added to existing stakes and 41 trimmed.

The largest buyer was Bank of Nova Scotia, adding an estimated $205M. The largest seller was Morgan Stanley, cutting an estimated $276M.

  • 142 institutional investors held VanEck Semiconductor ETF (SMH) as of Q3 2019, up from 141 in Q2 2019.
  • Funds reported $2.16B of VanEck Semiconductor ETF stock for Q3 2019, down 14% quarter-over-quarter.
  • 32 funds opened new VanEck Semiconductor ETF positions in Q3 2019 and 29 closed out, a net change of +3 holders.
  • The largest VanEck Semiconductor ETF buyer in Q3 2019 was Bank of Nova Scotia, an estimated $205M added.
  • The largest VanEck Semiconductor ETF seller in Q3 2019 was Morgan Stanley, an estimated $276M sold.

Based on aggregated 13F filings for Q3 2019.