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VanEck Semiconductor ETF

105 hedge funds and large institutions have $2.35B invested in VanEck Semiconductor ETF in 2017 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 32 increasing their positions, 30 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 17

35% more capital invested

Capital invested by funds: $1.74B → $2.35B (+$608M)

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

8% more funds holding

Funds holding: 97105 (+8)

7% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 30

50.09% less ownership

Funds ownership: 520.23%470.14% (-50%)

88% less call options, than puts

Call options by funds: $314M | Put options by funds: $2.59B

Holders
105
Holders Change
+8
Holders Change %
+8.25%
% of All Funds
2.62%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.12%
New
28
Increased
32
Reduced
30
Closed
17
Calls
$314M
Puts
$2.59B
Net Calls
-$2.27B
Net Calls Change
-$1.31B
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$1.1M -$1.7M -38,928 -62%
JMPWA
52
JP Morgan Private Wealth Advisors
California
$1.03M -$21.9K -500 -2%
DWM
53
Darwin Wealth Management
Florida
$932K +$24.6K +562 +3%
MTIM
54
Marathon Trading Investment Management
Pennsylvania
$915K +$857K +19,600 New
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$880K +$175K +4,002 +27%
GFPC
56
Global Financial Private Capital
Florida
$868K +$813K +18,596 New
Ameriprise
57
Ameriprise
Minnesota
$854K -$618K -14,140 -44%
SCA
58
Snowden Capital Advisors
New York
$830K +$777K +17,778 New
KFC
59
Klingenstein Fields & Co
New York
$817K -$17.5K -400 -2%
PAG
60
Private Advisor Group
New Jersey
$815K +$745K +17,050 New
Cambridge Investment Research Advisors
61
Cambridge Investment Research Advisors
Iowa
$795K +$45.4K +1,038 +6%
ST
62
Spot Trading
Illinois
$792K +$285K +6,524 +62%
BSW
63
Buckingham Strategic Wealth
Missouri
$763K -$114K -2,608 -14%
EDRH
64
Edmond de Rothschild Holding
Switzerland
$620K +$547K +12,506 +1,603%
HFA
65
High Falls Advisors
New York
$592K
AG
66
Advisor Group
Arizona
$444K +$242K +5,548 +140%
OC
67
Oppenheimer & Co
New York
$432K +$404K +9,254 New
Janney Montgomery Scott
68
Janney Montgomery Scott
Pennsylvania
$424K +$42.9K +982 +12%
LWM
69
Lyell Wealth Management
California
$369K +$128K +2,938 +59%
AI
70
Atria Investments
North Carolina
$362K -$688K -15,750 -67%
KIA
71
KCM Investment Advisors
California
$362K -$257K -5,872 -43%
SB
72
Suntrust Banks
Georgia
$336K -$151K -3,462 -32%
HF
73
HRT Financial
New York
$271K +$255K +5,826 New
Creative Planning
74
Creative Planning
Kansas
$270K -$75.3K -1,722 -23%
PAAMCP
75
Pacific Alternative Asset Management Company (PAAMCO)
California
$248K +$232K +5,310 New

SMH Hedge Fund Activity: Q3 2017 in Review

105 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in VanEck Semiconductor ETF (SMH) for Q3 2017, worth a combined $2.35B — up 35% from $1.74B a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new SMH positions and 17 closed out — a net gain of 11 holders — while 32 added to existing stakes and 30 trimmed.

The largest buyer was Citigroup, adding an estimated $150M. The largest seller was Morgan Stanley, cutting an estimated $108M.

  • 105 institutional investors held VanEck Semiconductor ETF (SMH) as of Q3 2017, up from 97 in Q2 2017.
  • Funds reported $2.35B of VanEck Semiconductor ETF stock for Q3 2017, up 35% quarter-over-quarter.
  • 28 funds opened new VanEck Semiconductor ETF positions in Q3 2017 and 17 closed out, a net change of +11 holders.
  • The largest VanEck Semiconductor ETF buyer in Q3 2017 was Citigroup, an estimated $150M added.
  • The largest VanEck Semiconductor ETF seller in Q3 2017 was Morgan Stanley, an estimated $108M sold.

Based on aggregated 13F filings for Q3 2017.