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VanEck Semiconductor ETF

65 hedge funds and large institutions have $1.6B invested in VanEck Semiconductor ETF in 2016 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 23 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

109% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 11

64% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 14

46% more capital invested

Capital invested by funds: $1.1B → $1.6B (+$503M)

20% more funds holding

Funds holding: 5465 (+11)

87% less call options, than puts

Call options by funds: $174M | Put options by funds: $1.3B

278.93% less ownership

Funds ownership: 850.4%571.47% (-279%)

Holders
65
Holders Change
+11
Holders Change %
+20.37%
% of All Funds
1.73%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.11%
New
23
Increased
23
Reduced
14
Closed
11
Calls
$174M
Puts
$1.3B
Net Calls
-$1.13B
Net Calls Change
-$325M
Name Holding Trade Value Shares
Change
Change in
Stake
TPWA
51
TRUE Private Wealth Advisors
Oregon
$293K -$35.5K -1,108 -11%
AG
52
Advisor Group
Arizona
$276K +$82.7K +2,582 +48%
PIM
53
Parker Investment Management
California
$205K +$189K +5,904 New
N
54
Natixis
France
$200K -$1.81M -56,660 -91%
WIC
55
Woodmont Investment Counsel
Tennessee
$198K +$183K +5,700 New
Creative Planning
56
Creative Planning
Kansas
$102K +$4.23K +132 +5%
MFS
57
MSI Financial Services
Massachusetts
$99K +$8.39K +262 +10%
CLOS
58
Compagnie Lombard Odier SCmA
Switzerland
$69K
WA
59
WFG Advisors
Texas
$56K
NFG
60
Next Financial Group
Texas
$38K +$8.97K +280 +34%
IA
61
IFP Advisors
Florida
$15K +$13.4K +420 New
ASN
62
Advisory Services Network
Georgia
$7K +$6.34K +198 New
Manulife (Manufacturers Life Insurance)
63
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4K
TCM
64
Tradewinds Capital Management
Washington
$3K +$3.01K +94 New
MIFH
65
Migdal Insurance & Financial Holdings
Israel
-$3.99M -140,000 Closed
Nomura Holdings
66
Nomura Holdings
Japan
-$3.12M -97,366 Closed
Susquehanna International Group
67
Susquehanna International Group
Pennsylvania
-$2.06M -64,484 Closed
Walleye Trading
68
Walleye Trading
New York
-$1.22M -38,056 Closed
Commonwealth Equity Services
69
Commonwealth Equity Services
Massachusetts
-$397K -13,938 Closed
ACM
70
Avalon Capital Management
California
-$393K -13,796 Closed
Simplex Trading
71
Simplex Trading
Illinois
-$359K -12,610 Closed
WSTAM
72
Wilbanks Smith & Thomas Asset Management
Virginia
-$249K -8,730 Closed
US Bancorp
73
US Bancorp
Minnesota
-$8K -272 Closed
CG
74
Cutler Group
California
-$640 -20 Closed
MC
75
Maplelane Capital
New York
-$64 -2 Closed

SMH Hedge Fund Activity: Q3 2016 in Review

65 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in VanEck Semiconductor ETF (SMH) for Q3 2016, worth a combined $1.6B — up 46% from $1.1B a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new SMH positions and 11 closed out — a net gain of 12 holders — while 23 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $139M. The largest seller was Citigroup, cutting an estimated $89.7M.

  • 65 institutional investors held VanEck Semiconductor ETF (SMH) as of Q3 2016, up from 54 in Q2 2016.
  • Funds reported $1.6B of VanEck Semiconductor ETF stock for Q3 2016, up 46% quarter-over-quarter.
  • 23 funds opened new VanEck Semiconductor ETF positions in Q3 2016 and 11 closed out, a net change of +12 holders.
  • The largest VanEck Semiconductor ETF buyer in Q3 2016 was Morgan Stanley, an estimated $139M added.
  • The largest VanEck Semiconductor ETF seller in Q3 2016 was Citigroup, an estimated $89.7M sold.

Based on aggregated 13F filings for Q3 2016.