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SLR Investment Corp
SLRC

Name Holding Trade Value Shares
Change 		Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$123M +$21.3M +954,573 +20%
TIM
2
Thornburg Investment Management
New Mexico
$100M – – –
Allianz Asset Management
3
Allianz Asset Management
Germany
$44.5M -$16.6M -746,414 -27%
BFA
4
BlackRock Fund Advisors
California
$24.4M -$186K -8,362 -0.7%
AAM
5
Advisors Asset Management
Colorado
$21.5M -$1.54M -69,082 -7%
State Street
6
State Street
Massachusetts
$19M -$338K -15,180 -2%
BIT
7
BlackRock Institutional Trust
California
$17.6M +$5.74M +257,676 +47%
U
8
UBS
Switzerland
$17.2M -$7.58M -340,396 -30%
CHA
9
Cedar Hill Associates
Illinois
$15.2M -$258K -11,590 -2%
Goldman Sachs
10
Goldman Sachs
New York
$14.8M -$1.46M -65,452 -9%
YMRC
11
Yorktown Management & Research Company
Virginia
$12.3M – – –
Northern Trust
12
Northern Trust
Illinois
$10.9M -$1.12M -50,220 -9%
Citadel Advisors
13
Citadel Advisors
Florida
$10.8M +$1.12M +50,111 +11%
CIM
14
Confluence Investment Management
Missouri
$9.05M +$32.5K +1,460 +0.4%
Morgan Stanley
15
Morgan Stanley
New York
$8.98M -$2.43M -109,059 -21%
American Century Companies
16
American Century Companies
Missouri
$8.97M -$1.03M -46,139 -10%
PRCM
17
Pine River Capital Management
Minnesota
$8.88M – – –
RIM
18
Ranger International Management
Illinois
$7.13M – – –
Invesco
19
Invesco
Georgia
$7.05M +$598K +26,854 +9%
PI
20
Putnam Investments
Massachusetts
$6.27M -$514K -23,085 -7%
TCIM
21
TIAA CREF Investment Management
New York
$5.41M +$669K +30,021 +14%
BG
22
BlackRock Group
United Kingdom
$5.34M +$327K +14,681 +6%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$5.08M – – –
USAA
24
United Services Automobile Association
Texas
$4.97M +$2.28M +102,562 +82%
Deutsche Bank
25
Deutsche Bank
Germany
$4.28M +$82.4K +3,700 +2%
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