Pine River Capital Management’s SLR Investment Corp SLRC Stock Holding History

Pine River Capital Management’s Portfolio SLRC Stock Details SLRC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-40,167	Closed	-$723K	–	718
2015 Q2	$723K	Sell	40,167 -27,473	-41%	-$532K	0.01%	482
2015 Q1	$1.37M	Hold	67,640	–	–	0.02%	364
2014 Q4	$1.22M	Hold	67,640	–	–	0.02%	488
2014 Q3	$1.26M	Sell	67,640 -410,396	-86%	-$8.26M	0.01%	543
2014 Q2	$10.2M	Buy	478,036 +70,500	+17%	+$1.51M	0.16%	135
2014 Q1	$8.88M	Hold	407,536	–	–	0.13%	187
2013 Q4	$9.19M	Hold	407,536	–	–	0.11%	218
2013 Q3	$9.04M	Buy	407,536 +105,657	+35%	+$2.39M	0.1%	196
2013 Q2	$6.97M	Buy	+301,879	New	+$7.06M	0.1%	190

Other funds holding SLRC

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Numeric Investors Boston, Massachusetts $13.7B AUM 28.88% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Pine River Capital Management's SLRC Position: Q3 2015 in Review

Pine River Capital Management sold out of SLR Investment Corp (SLRC) in Q3 2015, closing a stake of 40,167 shares — an estimated $723K sold.

Pine River Capital Management first reported a position in SLRC in Q2 2013 and held it in 9 quarters. The position peaked at $10.2M in Q2 2014. 104 funds tracked by Wall St. Rank hold SLRC as of Q3 2015.

Pine River Capital Management reported no remaining SLR Investment Corp position as of Q3 2015 after selling out during the quarter.
Pine River Capital Management sold 40,167 SLR Investment Corp shares in Q3 2015, an estimated $723K.
Pine River Capital Management first reported a position in SLR Investment Corp in Q2 2013 and held it in 9 quarters.
Pine River Capital Management's SLR Investment Corp position peaked at $10.2M in Q2 2014.
104 funds tracked by Wall St. Rank held SLR Investment Corp as of Q3 2015.

Based on Pine River Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.