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SLR Investment Corp
SLRC

Name Holding Trade Value Shares
Change 		Change in
Stake
TIM
1
Thornburg Investment Management
New Mexico
$87.2M +$88.2M +3,775,000 New
Allianz Asset Management
2
Allianz Asset Management
Germany
$71.9M +$72.8M +3,115,905 New
Wellington Management Group
3
Wellington Management Group
Massachusetts
$44.1M +$44.7M +1,911,784 New
BFA
4
BlackRock Fund Advisors
California
$24.2M +$24.5M +1,049,428 New
RFC
5
Russell Frank Company
Washington
$23.6M +$23.9M +1,023,541 New
AAM
6
Advisors Asset Management
Colorado
$23.3M +$23.5M +1,007,123 New
State Street
7
State Street
Massachusetts
$21M +$21.2M +908,395 New
U
8
UBS
Switzerland
$20.5M +$20.7M +885,720 New
CHA
9
Cedar Hill Associates
Illinois
$18.8M +$19M +814,049 New
Goldman Sachs
10
Goldman Sachs
New York
$14M +$14.2M +608,163 New
BIT
11
BlackRock Institutional Trust
California
$13.5M +$13.7M +586,416 New
YMRC
12
Yorktown Management & Research Company
Virginia
$13.1M +$13.2M +565,500 New
Morgan Stanley
13
Morgan Stanley
New York
$12.9M +$13.1M +558,484 New
Northern Trust
14
Northern Trust
Illinois
$12.8M +$13M +554,941 New
American Century Companies
15
American Century Companies
Missouri
$10.8M +$10.9M +466,941 New
Vanguard Group
16
Vanguard Group
Pennsylvania
$10.1M +$10.2M +436,552 New
TA
17
Teachers Advisors
New York
$9.18M +$9.3M +397,682 New
CIM
18
Confluence Investment Management
Missouri
$8.61M +$8.72M +372,988 New
Citadel Advisors
19
Citadel Advisors
Florida
$8.33M +$8.43M +360,695 New
Invesco
20
Invesco
Georgia
$6.99M +$7.08M +302,714 New
PRCM
21
Pine River Capital Management
Minnesota
$6.97M +$7.06M +301,879 New
AQR Capital Management
22
AQR Capital Management
Connecticut
$6.18M +$6.26M +267,802 New
RIM
23
Ranger International Management
Illinois
$5.81M +$5.89M +251,804 New
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$5.38M +$5.45M +233,000 New
BG
25
BlackRock Group
United Kingdom
$5.38M +$5.44M +232,882 New
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