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SLR Investment Corp

113 hedge funds and large institutions have $473M invested in SLR Investment Corp in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 40 increasing their positions, 38 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 38

10% less funds holding

Funds holding: 125113 (-12)

16% less capital invested

Capital invested by funds: $564M → $473M (-$91.1M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

43% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 28

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $6K

Holders
113
Holders Change
-12
Holders Change %
-9.6%
% of All Funds
3.28%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
16
Increased
40
Reduced
38
Closed
28
Calls
Puts
$6K
Net Calls
-$6K
Net Calls Change
+$2K
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
101
Ameriprise
Minnesota
$9K -$6.64K -330 -40%
NES
102
New England Securities
New York
$9K
PAM
103
Panagora Asset Management
Massachusetts
$8K -$302K -14,991 -97%
MFS
104
MSI Financial Services
Massachusetts
$8K
TRCT
105
Tower Research Capital (TRC)
New York
$8K +$5.39K +268 +170%
NFG
106
Next Financial Group
Texas
$7K +$8.05K +400 New
WEC
107
Winslow Evans & Crocker
Massachusetts
$2.11K +$2.29K +114 New
SSB
108
Sandy Spring Bank
Maryland
$2K
Barclays
109
Barclays
United Kingdom
$1K -$47.1K -2,341 -96%
Envestnet Asset Management
110
Envestnet Asset Management
Illinois
$1K -$402 -20 -34%
LFR
111
Lehman Financial Resources
Pennsylvania
$1K
BBHC
112
Brown Brothers Harriman & Co
New York
$1K +$1.01K +50 New
Manulife (Manufacturers Life Insurance)
113
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$33 -$1.13K -56 -3%
Northern Trust
114
Northern Trust
Illinois
-$6.95M -326,662 Closed
PP
115
Paloma Partners
Connecticut
-$4.12M -193,512 Closed
American Century Companies
116
American Century Companies
Missouri
-$3.04M -142,998 Closed
COPPSERS
117
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
-$2.8M -131,434 Closed
Bessemer Group
118
Bessemer Group
New Jersey
-$1.09M -51,064 Closed
BS
119
Bessemer Securities
New York
-$1.09M -51,064 Closed
CIP
120
Convergence Investment Partners
Florida
-$885K -41,580 Closed
Susquehanna International Group
121
Susquehanna International Group
Pennsylvania
-$753K -35,362 Closed
BCMU
122
BlueCrest Capital Management (UK)
Guernsey
-$752K -35,361 Closed
AGM
123
Alpine Global Management
New York
-$703K -33,057 Closed
Prudential Financial
124
Prudential Financial
New Jersey
-$615K -28,900 Closed
SFM
125
Soros Fund Management
New York
-$447K -21,000 Closed

SLRC Hedge Fund Activity: Q3 2014 in Review

113 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in SLR Investment Corp (SLRC) for Q3 2014, worth a combined $473M — down 16% from $564M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of SLRC and 16 opened new positions — a net loss of 12 holders — while 38 trimmed existing stakes and 40 added.

The largest buyer was Numeric Investors, opening a new position worth an estimated $11.3M. The largest seller was Allianz Asset Management, cutting an estimated $15.6M.

  • 113 institutional investors held SLR Investment Corp (SLRC) as of Q3 2014, down from 125 in Q2 2014.
  • Funds reported $473M of SLR Investment Corp stock for Q3 2014, down 16% quarter-over-quarter.
  • 16 funds opened new SLR Investment Corp positions in Q3 2014 and 28 closed out, a net change of -12 holders.
  • The largest SLR Investment Corp buyer in Q3 2014 was Numeric Investors, an estimated $11.3M added.
  • The largest SLR Investment Corp seller in Q3 2014 was Allianz Asset Management, an estimated $15.6M sold.

Based on aggregated 13F filings for Q3 2014.