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SLR Investment Corp

108 hedge funds and large institutions have $513M invested in SLR Investment Corp in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 44 increasing their positions, 35 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 35

9% more capital invested

Capital invested by funds: $472M → $513M (+$40.6M)

5% less funds holding

Funds holding: 114108 (-6)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

43% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 14

Holders
108
Holders Change
-6
Holders Change %
-5.26%
% of All Funds
2.88%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
8
Increased
44
Reduced
35
Closed
14
Calls
$460K
Puts
Net Calls
+$460K
Net Calls Change
+$460K
Name Holding Trade Value Shares
Change
Change in
Stake
BRF
76
B. Riley Financial
California
$331K
SPC
77
Sigma Planning Corp
Michigan
$306K -$10.1K -500 -3%
California Public Employees Retirement System
78
California Public Employees Retirement System
California
$277K +$272K +13,500 New
HI
79
Horizon Investments
North Carolina
$272K -$151K -7,510 -36%
FFS
80
Founders Financial Securities
Maryland
$267K -$152K -7,577 -37%
CPP
81
Crow Point Partners
Massachusetts
$267K +$263K +13,101 New
Bank of America
82
Bank of America
North Carolina
$257K +$20.1K +1,000 +9%
SFA
83
Sequoia Financial Advisors
Ohio
$233K -$35.6K -1,772 -13%
PI
84
PineBridge Investments
New York
$229K -$30.3K -1,508 -12%
SGCA
85
Steel Grove Capital Advisors
Tennessee
$218K +$2.21K +110 +1%
LTFS
86
Ladenburg Thalmann Financial Services
Florida
$192K -$145K -7,221 -44%
JIR
87
James Investment Research
Ohio
$78K
AG
88
Advisor Group
Arizona
$77K -$11.4K -565 -13%
AOWM
89
Alpha Omega Wealth Management
Virginia
$66K
GXMC
90
Global X Management Company
New York
$54K +$19.4K +963 +57%
PCM
91
Prelude Capital Management
New York
$45K +$44.2K +2,200 New
Creative Planning
92
Creative Planning
Kansas
$39K +$5.25K +261 +16%
MFS
93
MSI Financial Services
Massachusetts
$24K +$17.1K +850 +267%
Manulife (Manufacturers Life Insurance)
94
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$23K
IA
95
IFP Advisors
Florida
$22K +$201 +10 +0.9%
US Bancorp
96
US Bancorp
Minnesota
$21K
PRS
97
Pinkerton Retirement Specialists
Idaho
$17K -$101 -5 -0.6%
TRCT
98
Tower Research Capital (TRC)
New York
$13K -$925 -46 -7%
WRM
99
Westport Resources Management
Connecticut
$13K +$13.1K +650 New
PCM
100
Penserra Capital Management
California
$10K +$2.71K +135 +36%

SLRC Hedge Fund Activity: Q3 2016 in Review

108 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in SLR Investment Corp (SLRC) for Q3 2016, worth a combined $513M — up 8.6% from $472M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of SLRC and 8 opened new positions — a net loss of 6 holders — while 35 trimmed existing stakes and 44 added.

The largest buyer was Yorktown Management & Research Company, adding an estimated $7.64M. The largest seller was Thrivent Financial for Lutherans, exiting entirely with an estimated $6.47M sold.

  • 108 institutional investors held SLR Investment Corp (SLRC) as of Q3 2016, down from 114 in Q2 2016.
  • Funds reported $513M of SLR Investment Corp stock for Q3 2016, up 8.6% quarter-over-quarter.
  • 8 funds opened new SLR Investment Corp positions in Q3 2016 and 14 closed out, a net change of -6 holders.
  • The largest SLR Investment Corp buyer in Q3 2016 was Yorktown Management & Research Company, an estimated $7.64M added.
  • The largest SLR Investment Corp seller in Q3 2016 was Thrivent Financial for Lutherans, an estimated $6.47M sold.

Based on aggregated 13F filings for Q3 2016.