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SGL

STRATEGIC GLOBAL INCOME FUND
SGL

Delisted

SGL was delisted on the 18th of May, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
– -$22.8M -2,554,305 Closed
SIA
2
Sit Investment Associates
Minnesota
– -$17.2M -1,928,152 Closed
IA
3
Icon Advisers
Colorado
– -$8.2M -920,537 Closed
RCM
4
Rivernorth Capital Management
Florida
– -$4.74M -531,762 Closed
WAM
5
Weiss Asset Management
Massachusetts
– -$2.15M -241,890 Closed
YCM
6
Yakira Capital Management
Connecticut
– -$1.74M -195,267 Closed
Invesco
7
Invesco
Georgia
– -$1.6M -179,216 Closed
BI
8
Bulldog Investors
New Jersey
– -$1.34M -150,680 Closed
LPL Financial
9
LPL Financial
California
– -$1.21M -135,305 Closed
SCM
10
Saba Capital Management
New York
– -$752K -84,432 Closed
MIC
11
Meridian Investment Counsel
California
– -$628K -70,460 Closed
Morgan Stanley
12
Morgan Stanley
New York
– -$400K -44,868 Closed
Bank of America
13
Bank of America
North Carolina
– -$212K -23,828 Closed
RJA
14
Raymond James & Associates
Florida
– -$143K -16,017 Closed
WS
15
Wedbush Securities
California
– -$129K -14,533 Closed
RJFSA
16
Raymond James Financial Services Advisors
Florida
– -$104K -11,650 Closed
AA
17
Ancora Advisors
Ohio
– -$96K -10,781 Closed
LTFS
18
Ladenburg Thalmann Financial Services
Florida
– -$72K -8,085 Closed
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
– -$62K -7,000 Closed
PSC
20
Prentiss Smith & Co
Vermont
– -$24K -2,720 Closed
IWMPD
21
Integrated Wealth Management (Palm Desert)
California
– -$24K -2,640 Closed
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
– -$18K -2,000 Closed
KT
23
Kanaly Trust
Texas
– -$9K -1,000 Closed
TRCT
24
Tower Research Capital (TRC)
New York
– -$2K -228 Closed
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
– -$1K -150 Closed