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SGL

STRATEGIC GLOBAL INCOME FUND
SGL

Delisted

SGL was delisted on the 18th of May, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$15.9M +$1.6M +196,754 +11%
SIA
2
Sit Investment Associates
Minnesota
$8.17M +$1.15M +140,509 +16%
FIMG
3
Financial & Investment Management Group
Michigan
$5.98M +$1.15M +141,178 +23%
RCM
4
Rivernorth Capital Management
Florida
$4.22M
Morgan Stanley
5
Morgan Stanley
New York
$2.31M -$2.45M -300,975 -51%
Invesco
6
Invesco
Georgia
$1.84M +$146K +17,924 +8%
DIS
7
Diversified Investment Strategies
Louisiana
$763K +$72.8K +8,925 +10%
SCM
8
Saba Capital Management
New York
$670K -$840K -103,103 -55%
MIC
9
Meridian Investment Counsel
California
$596K +$3.19K +392 +0.5%
LPL Financial
10
LPL Financial
California
$459K +$111K +13,592 +31%
LCM
11
Landscape Capital Management
New Jersey
$328K -$149K -18,303 -31%
RTS
12
Round Table Services
New Jersey
$325K
GC
13
Guggenheim Capital
Illinois
$310K -$110K -13,440 -26%
Bank of America
14
Bank of America
North Carolina
$202K +$28.9K +3,549 +16%
WS
15
Wedbush Securities
California
$162K +$9.74K +1,195 +6%
BL
16
BCWM LLC
Kansas
$134K
ICAS
17
Investors Capital Advisory Services
Massachusetts
$102K -$6.24K -765 -6%
AA
18
Ancora Advisors
Ohio
$85K -$25.3K -3,103 -22%
M&T Bank
19
M&T Bank
New York
$80K
UBS Group
20
UBS Group
Switzerland
$80K +$82K +10,059 +1,005,900%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$62K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$52K
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$47K +$48.3K +5,930 New
PSC
24
Prentiss Smith & Co
Vermont
$22K +$22.2K +2,720 New
IWMPD
25
Integrated Wealth Management (Palm Desert)
California
$21K