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SGL

STRATEGIC GLOBAL INCOME FUND
SGL

Delisted

SGL was delisted on the 18th of May, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$11M +$1.66M +196,631 +18%
FIMG
2
Financial & Investment Management Group
Michigan
$5.18M +$404K +47,832 +8%
Morgan Stanley
3
Morgan Stanley
New York
$4.81M +$690K +81,610 +17%
RCM
4
Rivernorth Capital Management
Florida
$4.48M +$22K +2,600 +0.5%
SCM
5
Saba Capital Management
New York
$1.98M -$801K -94,767 -29%
Invesco
6
Invesco
Georgia
$1.87M +$1.39M +164,658 +289%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$1.54M +$879K +104,065 +132%
AA
8
Ancora Advisors
Ohio
$1.47M -$1.33M -157,077 Closed
Geode Capital Management
9
Geode Capital Management
Massachusetts
$776K
MIC
10
Meridian Investment Counsel
California
$653K -$61.6K -7,293 -9%
SIA
11
Sit Investment Associates
Minnesota
$627K +$629K +74,408 New
GC
12
Guggenheim Capital
Illinois
$609K -$271K -32,028 -31%
WAM
13
Wolverine Asset Management
Illinois
$526K -$94.4K -11,173 -15%
DA
14
Doliver Advisors
Texas
$434K -$507K -60,054 -54%
RTS
15
Round Table Services
New Jersey
$346K +$346K +41,000 New
LPL Financial
16
LPL Financial
California
$271K +$47.1K +5,573 +21%
Bank of America
17
Bank of America
North Carolina
$212K -$100K -11,873 -32%
LCM
18
Landscape Capital Management
New Jersey
$203K -$199K -23,599 -50%
BL
19
BCWM LLC
Kansas
$142K
ICAS
20
Investors Capital Advisory Services
Massachusetts
$129K +$130K +15,420 New
Goldman Sachs
21
Goldman Sachs
New York
$121K +$121K +14,338 New
WS
22
Wedbush Securities
California
$107K +$4.7K +556 +5%
UBS Group
23
UBS Group
Switzerland
$84K +$71.4K +8,451 +556%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$67K +$23.7K +2,800 +56%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$54K