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SGL

STRATEGIC GLOBAL INCOME FUND
SGL

Delisted

SGL was delisted on the 18th of May, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.11M +$1.16M +127,539 +16%
FIMG
2
Financial & Investment Management Group
Michigan
$4.95M +$155K +17,041 +3%
RCM
3
Rivernorth Capital Management
Florida
$4.53M +$250K +27,368 +6%
Morgan Stanley
4
Morgan Stanley
New York
$4.04M +$642K +70,377 +18%
SCM
5
Saba Capital Management
New York
$3.37M +$65.8K +7,214 +2%
DA
6
Doliver Advisors
Texas
$1.25M +$526K +57,696 +69%
GC
7
Guggenheim Capital
Illinois
$1.18M -$212K -23,230 -15%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.12M +$97.2K +10,653 +9%
AA
9
Ancora Advisors
Ohio
$1.1M +$191K +20,929 +20%
Invesco
10
Invesco
Georgia
$791K -$1.63M -178,626 -67%
MIC
11
Meridian Investment Counsel
California
$751K +$6.38K +700 +0.8%
RJA
12
Raymond James & Associates
Florida
$442K -$41.4K -4,542 -8%
WAM
13
Wolverine Asset Management
Illinois
$353K +$215K +23,577 +143%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$308K
SFS
15
Shaker Financial Services
Virginia
$254K -$154K -16,881 -37%
LPL Financial
16
LPL Financial
California
$252K +$51.4K +5,633 +25%
LCM
17
Landscape Capital Management
New Jersey
$202K +$39.9K +4,376 +24%
BL
18
BCWM LLC
Kansas
$160K +$165K +18,072 New
HCM
19
Hollencrest Capital Management
California
$137K
Bank of America
20
Bank of America
North Carolina
$103K -$52.6K -5,765 -33%
CA
21
Cetera Advisors
Colorado
$99K +$102K +11,230 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$96K +$99.2K +10,881 New
Jane Street
23
Jane Street
New York
$89K +$91.8K +10,061 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$51K
MA
25
MUFG Americas
New York
$47K