|
1
|
Credit Suisse
Zurich,
Switzerland
|
$41.9M
|
–
|
–
|
–
|
|
|
2
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$27M
|
+$28M
|
+900,000
|
New
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$21.8M
|
+$201K
|
+6,468
|
+0.9%
|
|
|
4
|
|
$18.1M
|
–
|
–
|
–
|
|
|
5
|
|
$1.43M
|
+$671K
|
+21,581
|
+83%
|
|
|
6
|
Scotia Capital
Toronto,
Ontario, Canada
|
$912K
|
-$98.7K
|
-3,175
|
-9%
|
|
|
7
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$805K
|
+$836K
|
+26,890
|
New
|
|
|
8
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$643K
|
+$244K
|
+7,850
|
+58%
|
|
|
9
|
LPL Financial
San Diego,
California
|
$375K
|
-$31.6K
|
-1,017
|
-8%
|
|
|
10
|
Ballew Advisors
Jackson,
Mississippi
|
$300K
|
–
|
–
|
–
|
|
|
11
|
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
|
$105K
|
+$31.1K
|
+1,000
|
+40%
|
|
|
12
|
Bank of America
Charlotte,
North Carolina
|
$89K
|
+$17.6K
|
+566
|
+24%
|
|
|
13
|
Advisor Group
Phoenix,
Arizona
|
$33K
|
–
|
–
|
–
|
|
|
14
|
William Blair & Company
Chicago,
Illinois
|
$30K
|
+$31.1K
|
+1,000
|
New
|
|
|
15
|
Barclays
London,
United Kingdom
|
$17K
|
–
|
–
|
–
|
|
|
16
|
Regions Financial Corp
Birmingham,
Alabama
|
$15K
|
–
|
–
|
–
|
|
|
17
|
RBC Europe
London,
United Kingdom
|
$15K
|
–
|
–
|
–
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$14K
|
-$193K
|
-6,220
|
-93%
|
|
|
19
|
IFP Advisors
Tampa,
Florida
|
$10K
|
–
|
–
|
–
|
|
|
20
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$8K
|
–
|
–
|
–
|
|
|
21
|
Hartford Financial Management
Hartford,
Connecticut
|
$5K
|
+$6.22K
|
+200
|
New
|
|
|
22
|
|
–
|
-$709K
|
-21,088
|
Closed
|
|
|
23
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$479K
|
-14,085
|
Closed
|
|
|
24
|
Lincoln National Corp
Radnor,
Pennsylvania
|
–
|
-$349K
|
-10,400
|
Closed
|
|
|
25
|
First Allied Advisory Services
San Diego,
California
|
–
|
-$181K
|
-5,275
|
Closed
|
|
