Scotia Capital’s Sprott Junior Gold Miners ETF SGDJ Stock Holding History

Scotia Capital’s Portfolio SGDJ Stock Details SGDJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-15,209	Closed	-$364K	–	720
2018 Q3	$364K	Sell	15,209 -15,241	-50%	-$402K	﹤0.01%	582
2018 Q2	$912K	Hold	30,450	–	–	0.01%	400
2018 Q1	$912K	Sell	30,450 -3,175	-9%	-$98.7K	0.01%	411
2017 Q4	$1.13M	Hold	33,625	–	–	0.02%	385
2017 Q3	$1.18M	Buy	33,625 +1,725	+5%	+$59.1K	0.02%	360
2017 Q2	$1.06M	Buy	31,900 +6,580	+26%	+$215K	0.02%	361
2017 Q1	$878K	Buy	+25,320	New	+$912K	0.02%	417

Other funds holding SGDJ

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Ballew Advisors Jackson, Mississippi $194M AUM 20.37% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Scotia Capital's SGDJ Position: Q4 2018 in Review

Scotia Capital sold out of Sprott Junior Gold Miners ETF (SGDJ) in Q4 2018, closing a stake of 15,209 shares — an estimated $364K sold.

Scotia Capital first reported a position in SGDJ in Q1 2017 and held it in 7 quarters. The position peaked at $1.18M in Q3 2017. 14 funds tracked by Wall St. Rank hold SGDJ as of Q4 2018.

Scotia Capital reported no remaining Sprott Junior Gold Miners ETF position as of Q4 2018 after selling out during the quarter.
Scotia Capital sold 15,209 Sprott Junior Gold Miners ETF shares in Q4 2018, an estimated $364K.
Scotia Capital first reported a position in Sprott Junior Gold Miners ETF in Q1 2017 and held it in 7 quarters.
Scotia Capital's Sprott Junior Gold Miners ETF position peaked at $1.18M in Q3 2017.
14 funds tracked by Wall St. Rank held Sprott Junior Gold Miners ETF as of Q4 2018.

Based on Scotia Capital's 13F filing for Q4 2018, filed 11 Feb 2019.