Credit Suisse’s Sprott Junior Gold Miners ETF SGDJ Stock Holding History

Credit Suisse’s Portfolio SGDJ Stock Details SGDJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-700,000	Closed	-$20.4M	–	3960
2018 Q2	$20.4M	Sell	700,000 -700,000	-50%	-$21.2M	0.02%	835
2018 Q1	$41.9M	Hold	1,400,000	–	–	0.04%	481
2017 Q4	$47M	Buy	1,400,000 +700,000	+100%	+$23.2M	0.04%	445
2017 Q3	$24.7M	Hold	700,000	–	–	0.02%	714
2017 Q2	$23.3M	Buy	+700,000	New	+$22.9M	0.02%	730

Other funds holding SGDJ

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ballew Advisors Jackson, Mississippi $194M AUM 20.37% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Credit Suisse's SGDJ Position: Q3 2018 in Review

Credit Suisse sold out of Sprott Junior Gold Miners ETF (SGDJ) in Q3 2018, closing a stake of 700,000 shares — an estimated $20.4M sold.

Credit Suisse first reported a position in SGDJ in Q2 2017 and held it in 5 quarters. The position peaked at $47M in Q4 2017. 22 funds tracked by Wall St. Rank hold SGDJ as of Q3 2018.

Credit Suisse reported no remaining Sprott Junior Gold Miners ETF position as of Q3 2018 after selling out during the quarter.
Credit Suisse sold 700,000 Sprott Junior Gold Miners ETF shares in Q3 2018, an estimated $20.4M.
Credit Suisse first reported a position in Sprott Junior Gold Miners ETF in Q2 2017 and held it in 5 quarters.
Credit Suisse's Sprott Junior Gold Miners ETF position peaked at $47M in Q4 2017.
22 funds tracked by Wall St. Rank held Sprott Junior Gold Miners ETF as of Q3 2018.

Based on Credit Suisse's 13F filing for Q3 2018, filed 13 Nov 2018.