|
1
|
Credit Suisse
Zurich,
Switzerland
|
$47M
|
+$23.2M
|
+700,000
|
+100%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$24.2M
|
-$24.2K
|
-731
|
-0.1%
|
|
|
3
|
|
$20.2M
|
–
|
–
|
–
|
|
|
4
|
Scotia Capital
Toronto,
Ontario, Canada
|
$1.13M
|
–
|
–
|
–
|
|
|
5
|
|
$876K
|
+$534K
|
+16,118
|
+162%
|
|
|
6
|
|
$709K
|
-$2.15M
|
-64,830
|
-75%
|
|
|
7
|
Prospera Financial Services
Dallas,
Texas
|
$479K
|
-$8.12K
|
-245
|
-2%
|
|
|
8
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$458K
|
-$6K
|
-181
|
-1%
|
|
|
9
|
LPL Financial
San Diego,
California
|
$454K
|
+$86.8K
|
+2,620
|
+24%
|
|
|
10
|
Lincoln National Corp
Radnor,
Pennsylvania
|
$349K
|
+$345K
|
+10,400
|
New
|
|
|
11
|
Ballew Advisors
Jackson,
Mississippi
|
$336K
|
+$331K
|
+10,000
|
New
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$225K
|
+$222K
|
+6,687
|
New
|
|
|
13
|
First Allied Advisory Services
San Diego,
California
|
$181K
|
-$19.3K
|
-582
|
-10%
|
|
|
14
|
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
|
$84K
|
–
|
–
|
–
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$80K
|
+$52K
|
+1,568
|
+189%
|
|
|
16
|
Advisor Group
Phoenix,
Arizona
|
$37K
|
–
|
–
|
–
|
|
|
17
|
Barclays
London,
United Kingdom
|
$19K
|
–
|
–
|
–
|
|
|
18
|
Regions Financial Corp
Birmingham,
Alabama
|
$17K
|
+$16.6K
|
+500
|
New
|
|
|
19
|
RBC Europe
London,
United Kingdom
|
$16.8K
|
–
|
–
|
–
|
|
|
20
|
IFP Advisors
Tampa,
Florida
|
$10K
|
–
|
–
|
–
|
|
|
21
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$9K
|
–
|
–
|
–
|
|
|
22
|
National Planning Corporation
El Segundo,
California
|
$2.02K
|
-$730K
|
-22,040
|
-100%
|
|
|
23
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$341K
|
-9,672
|
Closed
|
|
