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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
26
United Capital Financial Advisors
Texas
$319K -$173K -13,702 -36%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$316K -$176K -13,938 -37%
OC
28
Oppenheimer & Co
New York
$315K -$105K -8,268 -26%
SCM
29
Saba Capital Management
New York
$246K
UBS Group
30
UBS Group
Switzerland
$170K -$107K -8,437 -39%
LPL Financial
31
LPL Financial
California
$164K -$33.9K -2,679 -18%
RJT
32
Raymond James Trust
Florida
$153K -$2.14K -169 -1%
KA
33
Klingman & Associates
New York
$152K
DA
34
Doliver Advisors
Texas
$133K -$21.9K -1,729 -15%
AG
35
Advisor Group
Arizona
$116K +$113K +8,933 New
Citigroup
36
Citigroup
New York
$109K +$1.67K +132 +2%
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$94K -$63.1K -4,989 -41%
AIM
38
Acrospire Investment Management
Illinois
$30K -$8.85K -700 -23%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$22K +$417 +33 +2%
MFS
40
MSI Financial Services
Massachusetts
$17K -$2.39K -189 -13%
WP
41
WealthPLAN Partners
Nebraska
$9.86K +$19K +1,500 New
BIG
42
Bellwether Investment Group
Tennessee
$8K +$7.65K +605 New
TIM
43
Tortoise Investment Management
New York
$7K +$6.32K +500 New
MFW
44
Mosaic Family Wealth
Missouri
$6K +$114 +9 +2%
MA
45
MCF Advisors
Kentucky
$5K
PCM
46
Penserra Capital Management
California
$3K
TRCT
47
Tower Research Capital (TRC)
New York
$2K +$1.45K +115 New
PPA
48
Parametric Portfolio Associates
Washington
-$884K -71,430 Closed
ICM
49
Ionic Capital Management
New York
-$244K -19,721 Closed
CIA
50
Capital Investment Advisors
Georgia
-$137K -11,100 Closed