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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$346K -$18.3K -1,600 -5%
UBS Group
27
UBS Group
Switzerland
$264K -$50.2K -4,396 -17%
ICM
28
Ionic Capital Management
New York
$244K -$31.2K -2,729 -12%
SCM
29
Saba Capital Management
New York
$231K
GC
30
Guggenheim Capital
Illinois
$216K +$200K +17,473 New
LPL Financial
31
LPL Financial
California
$180K +$1.98K +173 +1%
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$150K -$25.2K -2,204 -15%
RJT
33
Raymond James Trust
Florida
$147K
DA
34
Doliver Advisors
Texas
$146K +$135K +11,797 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$145K -$4.6K -403 -3%
KA
36
Klingman & Associates
New York
$143K
CIA
37
Capital Investment Advisors
Georgia
$137K +$127K +11,100 New
CG
38
Caprock Group
Idaho
$131K
Citigroup
39
Citigroup
New York
$101K +$1.36K +119 +1%
AIG
40
American International Group
New York
$86K +$69 +6 +0.1%
BA
41
BlackRock Advisors
Delaware
$42K -$5.4K -473 -12%
AIM
42
Acrospire Investment Management
Illinois
$37K +$34.3K +3,000 New
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$22K +$674 +59 +4%
MFS
44
MSI Financial Services
Massachusetts
$19K +$2.13K +186 +14%
MA
45
MCF Advisors
Kentucky
$5K
FCCM
46
First City Capital Management
Georgia
$4.58K
MFW
47
Mosaic Family Wealth
Missouri
$4K -$23.9K -2,095 -84%
AWMS
48
Advocacy Wealth Management Services
Georgia
$3K
PCM
49
Penserra Capital Management
California
$2K -$194 -17 -8%
Barclays
50
Barclays
United Kingdom
$1K +$503 +44 New