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SBW

Western Asset Worldwide Income

Delisted

SBW was delisted on the 16th of December, 2016.

33 hedge funds and large institutions have $36.6M invested in Western Asset Worldwide Income in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

2% more capital invested

Capital invested by funds: $35.9M → $36.6M (+$723K)

15% less funds holding

Funds holding: 3933 (-6)

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
33
Holders Change
-6
Holders Change %
-15.38%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
14
Reduced
11
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$13.3M +$2.2M +191,194 +20%
RCM
2
Rivernorth Capital Management
Florida
$5.02M +$366K +31,737 +8%
AAM
3
Advisors Asset Management
Colorado
$3.92M +$1.73M +149,698 +80%
SCM
4
Saba Capital Management
New York
$2.98M -$312K -27,066 -10%
Invesco
5
Invesco
Georgia
$2.14M -$385K -33,432 -15%
Morgan Stanley
6
Morgan Stanley
New York
$1.84M -$389K -33,755 -18%
GC
7
Guggenheim Capital
Illinois
$1.39M +$521K +45,232 +61%
Wells Fargo
8
Wells Fargo
California
$778K -$18.5K -1,606 -2%
FIMG
9
Financial & Investment Management Group
Michigan
$767K -$3.26K -283 -0.4%
WS
10
Wedbush Securities
California
$649K +$123K +10,673 +24%
Bank of America
11
Bank of America
North Carolina
$568K +$16.2K +1,403 +3%
Citigroup
12
Citigroup
New York
$506K -$21.7K -1,882 -4%
Creative Planning
13
Creative Planning
Kansas
$462K +$11.5K +1,000 +3%
RJA
14
Raymond James & Associates
Florida
$349K +$40K +3,469 +13%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$315K +$10.4K +899 +3%
ACP
16
Aviance Capital Partners
Florida
$257K -$95.6K -8,290 -27%
IA
17
IFP Advisors
Florida
$213K
CAN
18
Cetera Advisor Networks
California
$186K +$184K +16,000 New
SFS
19
Shaker Financial Services
Virginia
$168K -$204K -17,738 -55%
UBS Group
20
UBS Group
Switzerland
$163K +$91.9K +7,974 +131%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$157K +$4.08K +354 +3%
AA
22
AQR Arbitrage
Connecticut
$145K -$484K -41,991 -77%
VKH
23
Virtu KCG Holdings
New York
$133K -$110K -9,543 -45%
NFG
24
Next Financial Group
Texas
$53K +$45K +3,905 +586%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$46K -$1.99K -173 -4%

SBW Hedge Fund Activity: Q3 2016 in Review

33 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Western Asset Worldwide Income (SBW) for Q3 2016, worth a combined $36.6M — up 2% from $35.9M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of SBW and 2 opened new positions — a net loss of 6 holders — while 11 trimmed existing stakes and 14 added.

The largest buyer was Sit Investment Associates, adding an estimated $2.2M. The largest seller was Matisse Capital, exiting entirely with an estimated $2.13M sold.

  • 33 institutional investors held Western Asset Worldwide Income (SBW) as of Q3 2016, down from 39 in Q2 2016.
  • Funds reported $36.6M of Western Asset Worldwide Income stock for Q3 2016, up 2% quarter-over-quarter.
  • 2 funds opened new Western Asset Worldwide Income positions in Q3 2016 and 8 closed out, a net change of -6 holders.
  • The largest Western Asset Worldwide Income buyer in Q3 2016 was Sit Investment Associates, an estimated $2.2M added.
  • The largest Western Asset Worldwide Income seller in Q3 2016 was Matisse Capital, an estimated $2.13M sold.

Based on aggregated 13F filings for Q3 2016.