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SBW

Western Asset Worldwide Income

Delisted

SBW was delisted on the 16th of December, 2016.

33 hedge funds and large institutions have $29.2M invested in Western Asset Worldwide Income in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

14% more capital invested

Capital invested by funds: $25.7M → $29.2M (+$3.52M)

6% more funds holding

Funds holding: 3133 (+2)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

Holders
33
Holders Change
+2
Holders Change %
+6.45%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
10
Reduced
11
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$4.73M +$2.14M +174,973 +82%
Invesco
2
Invesco
Georgia
$4.17M -$583K -47,626 -12%
Morgan Stanley
3
Morgan Stanley
New York
$3.74M +$278K +22,728 +8%
SCM
4
Saba Capital Management
New York
$2.98M +$1.62M +132,618 +118%
AAM
5
Advisors Asset Management
Colorado
$2.26M -$784K -64,007 -26%
PPA
6
Parametric Portfolio Associates
Washington
$2.26M +$384K +31,342 +20%
Wells Fargo
7
Wells Fargo
California
$1.58M -$47.7K -3,890 -3%
GC
8
Guggenheim Capital
Illinois
$880K -$145K -11,809 -14%
RJA
9
Raymond James & Associates
Florida
$864K +$869K +70,903 New
WAM
10
Wolverine Asset Management
Illinois
$739K +$503K +41,046 +209%
SIA
11
Sit Investment Associates
Minnesota
$723K +$727K +59,353 New
AQR Capital Management
12
AQR Capital Management
Connecticut
$573K +$195K +15,920 +51%
DA
13
Doliver Advisors
Texas
$564K -$21.6K -1,760 -4%
Creative Planning
14
Creative Planning
Kansas
$486K +$11.5K +940 +2%
Bank of America
15
Bank of America
North Carolina
$440K -$28.7K -2,344 -6%
FIMG
16
Financial & Investment Management Group
Michigan
$423K -$179K -14,614 -30%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$412K -$5.24K -428 -1%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$406K +$6.74K +550 +2%
LCM
19
Landscape Capital Management
New Jersey
$172K +$173K +14,135 New
VKH
20
Virtu KCG Holdings
New York
$143K +$144K +11,751 New
LPL Financial
21
LPL Financial
California
$138K +$5.45K +445 +4%
CA
22
Cornerstone Advisors
North Carolina
$132K +$132K +10,800 New
SG Americas Securities
23
SG Americas Securities
New York
$132K +$133K +10,832 New
U
24
UBS
Switzerland
$107K -$11.3K -924 -10%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$66K

SBW Hedge Fund Activity: Q4 2013 in Review

33 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Western Asset Worldwide Income (SBW) for Q4 2013, worth a combined $29.2M — up 14% from $25.7M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SBW positions and 7 closed out — a net gain of 2 holders — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $2.14M. The largest seller was Advisors Asset Management, cutting an estimated $784K.

  • 33 institutional investors held Western Asset Worldwide Income (SBW) as of Q4 2013, up from 31 in Q3 2013.
  • Funds reported $29.2M of Western Asset Worldwide Income stock for Q4 2013, up 14% quarter-over-quarter.
  • 9 funds opened new Western Asset Worldwide Income positions in Q4 2013 and 7 closed out, a net change of +2 holders.
  • The largest Western Asset Worldwide Income buyer in Q4 2013 was Rivernorth Capital Management, an estimated $2.14M added.
  • The largest Western Asset Worldwide Income seller in Q4 2013 was Advisors Asset Management, an estimated $784K sold.

Based on aggregated 13F filings for Q4 2013.