|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$13.3M
|
-1,148,657
|
Closed
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$5.02M
|
-432,510
|
Closed
|
|
|
3
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$3.92M
|
-337,332
|
Closed
|
|
|
4
|
Saba Capital Management
New York
|
–
|
-$2.98M
|
-256,714
|
Closed
|
|
|
5
|
|
–
|
-$2.14M
|
-184,126
|
Closed
|
|
|
6
|
|
–
|
-$1.84M
|
-158,224
|
Closed
|
|
|
7
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$1.39M
|
-119,400
|
Closed
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
–
|
-$778K
|
-67,013
|
Closed
|
|
|
9
|
Financial & Investment Management Group
Traverse City,
Michigan
|
–
|
-$767K
|
-66,075
|
Closed
|
|
|
10
|
Wedbush Securities
Los Angeles,
California
|
–
|
-$649K
|
-55,942
|
Closed
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$568K
|
-48,931
|
Closed
|
|
|
12
|
|
–
|
-$506K
|
-43,590
|
Closed
|
|
|
13
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$462K
|
-39,805
|
Closed
|
|
|
14
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$349K
|
-30,065
|
Closed
|
|
|
15
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$315K
|
-27,162
|
Closed
|
|
|
16
|
Aviance Capital Partners
Naples,
Florida
|
–
|
-$257K
|
-22,176
|
Closed
|
|
|
17
|
IFP Advisors
Tampa,
Florida
|
–
|
-$213K
|
-18,343
|
Closed
|
|
|
18
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$186K
|
-16,000
|
Closed
|
|
|
19
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$168K
|
-14,507
|
Closed
|
|
|
20
|
UBS Group
Zurich,
Switzerland
|
–
|
-$163K
|
-14,044
|
Closed
|
|
|
21
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$157K
|
-13,474
|
Closed
|
|
|
22
|
AQR Arbitrage
Greenwich,
Connecticut
|
–
|
-$145K
|
-12,515
|
Closed
|
|
|
23
|
Virtu KCG Holdings
New York
|
–
|
-$133K
|
-11,490
|
Closed
|
|
|
24
|
Next Financial Group
Houston,
Texas
|
–
|
-$53K
|
-4,571
|
Closed
|
|
|
25
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$46K
|
-4,000
|
Closed
|
|
