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SBW

Western Asset Worldwide Income

Delisted

SBW was delisted on the 16th of December, 2016.

31 hedge funds and large institutions have $25.7M invested in Western Asset Worldwide Income in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 5

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

18% more capital invested

Capital invested by funds: $21.8M → $25.7M (+$3.98M)

15% more funds holding

Funds holding: 2731 (+4)

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$4.9M -$103K -8,292 -2%
Morgan Stanley
2
Morgan Stanley
New York
$3.58M +$128K +10,273 +4%
AAM
3
Advisors Asset Management
Colorado
$3.14M -$867K -69,601 -22%
RCM
4
Rivernorth Capital Management
Florida
$2.68M +$2.24M +179,454 +527%
PPA
5
Parametric Portfolio Associates
Washington
$1.94M +$294K +23,551 +18%
Wells Fargo
6
Wells Fargo
California
$1.68M +$111K +8,885 +7%
SCM
7
Saba Capital Management
New York
$1.41M +$1.4M +112,209 New
GC
8
Guggenheim Capital
Illinois
$1.06M -$250K -20,045 -19%
FIMG
9
Financial & Investment Management Group
Michigan
$620K +$39.7K +3,189 +7%
DA
10
Doliver Advisors
Texas
$605K +$42.3K +3,391 +8%
SFS
11
Shaker Financial Services
Virginia
$491K +$35.3K +2,835 +8%
Creative Planning
12
Creative Planning
Kansas
$489K +$484K +38,800 +31,040%
Bank of America
13
Bank of America
North Carolina
$485K +$16K +1,286 +3%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$431K -$80.3K -6,441 -16%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$412K +$6.57K +527 +2%
TC
16
TFS Capital
Pennsylvania
$409K +$242K +19,399 +147%
AQR Capital Management
17
AQR Capital Management
Connecticut
$391K +$388K +31,118 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
$289K +$287K +22,999 New
WAM
19
Wolverine Asset Management
Illinois
$247K +$245K +19,664 New
LPL Financial
20
LPL Financial
California
$135K +$136K +10,896 New
U
21
UBS
Switzerland
$122K +$19.1K +1,534 +19%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$69K
Citigroup
23
Citigroup
New York
$46K -$35.5K -2,851 -44%
PFO
24
Pathstone Family Office
New Jersey
$42K +$41.2K +3,305 New
BC
25
Bartlett & Co
Ohio
$29K

SBW Hedge Fund Activity: Q3 2013 in Review

31 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Western Asset Worldwide Income (SBW) for Q3 2013, worth a combined $25.7M — up 18% from $21.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SBW positions and 3 closed out — a net gain of 4 holders — while 12 added to existing stakes and 5 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $2.24M. The largest seller was Advisors Asset Management, cutting an estimated $867K.

  • 31 institutional investors held Western Asset Worldwide Income (SBW) as of Q3 2013, up from 27 in Q2 2013.
  • Funds reported $25.7M of Western Asset Worldwide Income stock for Q3 2013, up 18% quarter-over-quarter.
  • 7 funds opened new Western Asset Worldwide Income positions in Q3 2013 and 3 closed out, a net change of +4 holders.
  • The largest Western Asset Worldwide Income buyer in Q3 2013 was Rivernorth Capital Management, an estimated $2.24M added.
  • The largest Western Asset Worldwide Income seller in Q3 2013 was Advisors Asset Management, an estimated $867K sold.

Based on aggregated 13F filings for Q3 2013.