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ALPS Medical Breakthroughs ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SignatureFD
51
SignatureFD
Georgia
$20K – – –
LWANC
52
Laurel Wealth Advisors (North Carolina)
North Carolina
$19K – – –
TWM
53
Tradition Wealth Management
Minnesota
$16K – – –
First Manhattan
54
First Manhattan
New York
$15K – – –
OC
55
Oakworth Capital
Alabama
$15K – – –
William Blair & Company
56
William Blair & Company
Illinois
$15K +$16.6K +300 New
Harbour Investments
57
Harbour Investments
Wisconsin
$13K +$14.3K +258 New
TFS
58
TrustCore Financial Services
Tennessee
$11K – – –
IFP Advisors
59
IFP Advisors
Florida
$10K +$9.19K +166 +615%
CFA
60
Carroll Financial Associates
North Carolina
$10K +$11.1K +200 New
IAIM
61
International Assets Investment Management
Florida
$9K – – –
Carson Wealth (CWM LLC)
62
Carson Wealth (CWM LLC)
Nebraska
$5K – – –
FCB
63
First Command Bank
Texas
$5K – – –
FCFS
64
First Command Financial Services
Texas
$5K – – –
NFG
65
Next Financial Group
Texas
$5K – – –
CG
66
Cutler Group
California
$4K -$99.7K -1,800 -95%
LWA
67
Lenox Wealth Advisors
New York
$2K – – –
Fidelity Investments
68
Fidelity Investments
Massachusetts
$1K +$111 +2 +8%
First Horizon Advisors
69
First Horizon Advisors
Tennessee
$1K +$1.11K +20 New
BWA
70
BDO Wealth Advisors
Florida
$1K +$1.38K +25 New
NL
71
NWAM LLC
Washington
– -$2.25M -43,999 Closed
Simplex Trading
72
Simplex Trading
Illinois
– -$56K -1,096 Closed
TI
73
tru Independence
Oregon
– -$36 -700 Closed
Larson Financial Group
74
Larson Financial Group
Missouri
– -$11K -205 Closed
Bank of Montreal
75
Bank of Montreal
Ontario, Canada
– -$11K -200 Closed