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ALPS Medical Breakthroughs ETF

Name Holding Trade Value Shares
Change
Change in
Stake
GAM
26
Griffin Asset Management
New York
$385K – – –
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$369K -$187K -4,199 -32%
Stifel Financial
28
Stifel Financial
Missouri
$297K -$586K -13,159 -65%
Stratos Wealth Partners
29
Stratos Wealth Partners
Ohio
$272K +$13.8K +309 +5%
CCC
30
Crescent Capital Consulting
Louisiana
$253K – – –
GIA
31
Gladstone Institutional Advisory
Florida
$208K +$219K +4,924 New
United Capital Financial Advisors
32
United Capital Financial Advisors
Texas
$207K -$8.91K -200 -4%
William Blair & Company
33
William Blair & Company
Illinois
$162K – – –
RPCONE
34
Retirement Planning Company of New England
Rhode Island
$140K +$149K +3,338 New
CT
35
Cambridge Trust
Massachusetts
$138K +$146K +3,278 New
AWM
36
AllSquare Wealth Management
New York
$134K – – –
VNA
37
Valley National Advisers
Pennsylvania
$126K -$57.3K -1,285 -30%
KPCM
38
Kings Point Capital Management
New York
$67K – – –
CG
39
Cutler Group
California
$63K +$13.4K +300 +25%
US Bancorp
40
US Bancorp
Minnesota
$42K – – –
EWM
41
Elmwood Wealth Management
California
$42K +$44.6K +1,000 New
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$41K -$52.9K -1,186 -55%
SignatureFD
43
SignatureFD
Georgia
$17K – – –
HWM
44
HighMark Wealth Management
Minnesota
$17K +$17.8K +400 New
LWANC
45
Laurel Wealth Advisors (North Carolina)
North Carolina
$16K – – –
APA
46
American Portfolios Advisors
New York
$14.4K – – –
OC
47
Oakworth Capital
Alabama
$13K – – –
TWM
48
Tradition Wealth Management
Minnesota
$13K – – –
First Manhattan
49
First Manhattan
New York
$12K -$4.46K -100 -25%
TFS
50
TrustCore Financial Services
Tennessee
$10K – – –