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ALPS Medical Breakthroughs ETF

Name Holding Trade Value Shares
Change
Change in
Stake
GAM
26
Griffin Asset Management
New York
$458K
SIC
27
SFE Investment Counsel
California
$451K -$103K -1,869 -17%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$424K +$43.5K +785 +10%
MC
29
Matisse Capital
Oregon
$373K
RA
30
RFG Advisory
Alabama
$338K
EWA
31
Exencial Wealth Advisors
Oklahoma
$325K +$13.1K +237 +4%
CCC
32
Crescent Capital Consulting
Louisiana
$302K
SWP
33
Stratos Wealth Partners
Ohio
$287K -$20.5K -370 -6%
UCFA
34
United Capital Financial Advisors
Texas
$246K
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$235K +$259K +4,683 New
VNA
36
Valley National Advisers
Pennsylvania
$226K -$958K -17,301 -79%
BPCE
37
Bank Pictet & Cie (Europe)
Germany
$221K +$244K +4,400 New
KFGK
38
Keystone Financial Group (Kentucky)
Kentucky
$206K
PGFC
39
Peapack-Gladstone Financial Corp
New Jersey
$201K
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$201K
AWM
41
AllSquare Wealth Management
New York
$188K +$23K +415 +12%
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$85K +$65.7K +1,186 +237%
KPCM
43
Kings Point Capital Management
New York
$80K
ACA
44
Atlas Capital Advisors
Wyoming
$70.4K +$77.5K +1,400 New
US Bancorp
45
US Bancorp
Minnesota
$50K
EWM
46
Elmwood Wealth Management
California
$50K +$55.4K +1,000 New
CFD
47
Creative Financial Designs
Indiana
$38K +$11.1K +200 +36%
CAPTRUST Financial Advisors
48
CAPTRUST Financial Advisors
North Carolina
$28K
JP Morgan Chase
49
JP Morgan Chase
New York
$26K +$28.2K +509 New
APA
50
American Portfolios Advisors
New York
$23.5K