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Saratoga Investment

Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$15.2M +$322K +15,094 +2%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.85M +$56.5K +2,650 +3%
CAS
3
Cue Advisory Services
Arizona
$821K
MCM
4
McKinley Capital Management
Alaska
$658K -$10.7K -500 -2%
JMPWA
5
JP Morgan Private Wealth Advisors
California
$594K +$981 +46 +0.2%
BAM
6
Belpointe Asset Management
Nevada
$544K -$196K -9,168 -26%
Legal & General Group
7
Legal & General Group
United Kingdom
$450K +$82.4K +3,862 +22%
Wells Fargo
8
Wells Fargo
California
$344K +$79.4K +3,725 +29%
Nuveen Fund Advisors
9
Nuveen Fund Advisors
Illinois
$339K -$31.2K -1,465 -8%
Macquarie Group
10
Macquarie Group
Australia
$299K -$462K -21,649 -60%
Northern Trust
11
Northern Trust
Illinois
$253K -$725 -34 -0.3%
Millennium Management
12
Millennium Management
New York
$227K -$116K -5,417 -33%
SWP
13
Stratos Wealth Partners
Ohio
$155K +$158K +7,425 New
Morgan Stanley
14
Morgan Stanley
New York
$36K -$74.2K -3,479 -67%
APA
15
American Portfolios Advisors
New York
$27.9K -$32K -1,502 -53%
UBS Group
16
UBS Group
Switzerland
$23K -$133K -6,241 -85%
CBT
17
Capital Bank & Trust
California
$21K
AG
18
Advisor Group
Arizona
$13K
JP Morgan Chase
19
JP Morgan Chase
New York
$10K -$22.1K -1,035 -69%
GWM
20
Geneos Wealth Management
Colorado
$7K
TRCT
21
Tower Research Capital (TRC)
New York
$7K +$7.42K +348 New
SFM
22
Signet Financial Management
New Jersey
$4K +$4.37K +205 New
BTS
23
BB&T Securities
Virginia
-$244K -10,942 Closed
OAM
24
Oxford Asset Management
United Kingdom
-$202K -9,056 Closed
AIM
25
Advantage Investment Management
Iowa
-$91K -4,051 Closed