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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
FWM
126
Filbrandt Wealth Management
Wisconsin
$25K +$25.4K +2,105 New
PFO
127
Pathstone Family Office
New Jersey
$21.2K +$20.8K +1,728 New
IF
128
Ironwood Financial
Arizona
$21K
TCM
129
Tradewinds Capital Management
Washington
$21K
CFGS
130
Concourse Financial Group Securities
Alabama
$18K +$18.1K +1,500 New
RG
131
Retirement Group
California
$17K +$17K +1,409 New
IRC
132
Investors Research Corp
Georgia
$16K
FIB
133
First Interstate Bank
Montana
$14K
SW
134
SVB Wealth
Massachusetts
$13K +$12.9K +1,068 New
PWMG
135
Prestige Wealth Management Group
New Jersey
$12K
NFG
136
Next Financial Group
Texas
$10K
SWM
137
Sugarloaf Wealth Management
Georgia
$9K +$9.32K +773 New
PFGIA
138
Patriot Financial Group Insurance Agency
Massachusetts
$6K
SIS
139
Sound Income Strategies
Florida
$6K
FCM
140
Firestone Capital Management
Florida
$6K +$5.43K +450 New
EWM
141
Endurance Wealth Management
Rhode Island
$5K
HNB
142
Huntington National Bank
Ohio
$5K
CHA
143
Carmichael Hill & Associates
Maryland
$4K +$3.62K +300 New
DSC
144
Duncker Streett & Co
Missouri
$3K +$3.02K +250 New
Fidelity Investments
145
Fidelity Investments
Massachusetts
$2K +$2.16K +179 +17,900%
S
146
SignatureFD
Georgia
$1K -$21.7K -1,798 -96%
JCM
147
Jacobi Capital Management
Pennsylvania
$1K
SFS
148
Shaker Financial Services
Virginia
-$1.39M -113,249 Closed
MA
149
Mutual Advisors
Nebraska
-$102K -8,332 Closed
WKWM
150
Walter & Keenan Wealth Management
Indiana
-$98K -8,000 Closed