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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
SWA
101
SOA Wealth Advisors
New York
$2.51K
SSB
102
Sandy Spring Bank
Maryland
$2.32K
GC
103
Gould Capital
Washington
$2.3K
HGERS
104
Householder Group Estate & Retirement Specialist
Arizona
$1.64K +$1.75K +213 New
OLVIG
105
Oliver Lagore Vanvalin Investment Group
Michigan
$899
Citigroup
106
Citigroup
New York
$772 +$822 +100 New
S
107
SignatureFD
Georgia
$506
GI
108
Gradient Investments
Minnesota
$193
TRCT
109
Tower Research Capital (TRC)
New York
$89
AGM
110
Alpine Global Management
New York
-$151K -18,244 Closed
Verition Fund Management
111
Verition Fund Management
Connecticut
-$141K -17,000 Closed
XT
112
XTX Topco
Cayman Islands
-$79.4K -9,594 Closed
RJFSA
113
Raymond James Financial Services Advisors
Florida
-$66.7K -8,062 Closed
Citadel Advisors
114
Citadel Advisors
Florida
-$64.2K -7,756 Closed
IC
115
IEQ Capital
California
-$49.1K -5,934 Closed
Mercer Global Advisors
116
Mercer Global Advisors
Colorado
-$45K -5,424 Closed
Northwestern Mutual Wealth Management
117
Northwestern Mutual Wealth Management
Wisconsin
-$16.7K -2,022 Closed
EWA
118
EverSource Wealth Advisors
Alabama
-$1.53K -186 Closed
WT
119
Washington Trust
Rhode Island
-$770 -93 Closed
LFG
120
Larson Financial Group
Missouri
-$41 -5 Closed