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Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
COCM
101
Charter Oak Capital Management
New Hampshire
$2K – – –
FF
102
FourThought Financial
Florida
$2K – – –
SWA
103
SOA Wealth Advisors
New York
$2K – – –
CT
104
Cambridge Trust
Massachusetts
$1K – – –
S
105
SignatureFD
Georgia
$1K – – –
Carson Wealth (CWM LLC)
106
Carson Wealth (CWM LLC)
Nebraska
$1K +$1.24K +134 New
MML Investors Services
107
MML Investors Services
Massachusetts
– -$199K -19,800 Closed
Thrivent Financial for Lutherans
108
Thrivent Financial for Lutherans
Minnesota
– -$176K -17,000 Closed
HF
109
HRT Financial
New York
– -$154K -15,331 Closed
LA
110
Latitude Advisors
Florida
– -$106K -10,500 Closed
Millennium Management
111
Millennium Management
New York
– -$103K -10,286 Closed
KOMWMG
112
Kerntke Otto McGlone Wealth Management Group
Wisconsin
– -$85K -8,466 Closed
GC
113
Guggenheim Capital
Illinois
– -$78K -7,769 Closed
ACM
114
Avalon Capital Management
California
– -$68K -7,250 Closed
JF
115
Jump Financial
Illinois
– -$62K -6,200 Closed
ECM
116
ExodusPoint Capital Management
New York
– -$61K -6,090 Closed
Goldman Sachs
117
Goldman Sachs
New York
– -$54K -5,391 Closed
CSS
118
Cubist Systematic Strategies
Connecticut
– -$54K -5,342 Closed
Koshinski Asset Management
119
Koshinski Asset Management
Illinois
– -$23.5K -2,340 Closed
FFWM
120
Future Financial Wealth Management
Ohio
– -$11K -1,130 Closed
KFI
121
Key Financial Inc
Pennsylvania
– -$1K -100 Closed
CA
122
CoreCap Advisors
Michigan
– +$463 +50 New