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SABA

Saba Capital Income & Opportunities Fund II
SABA

Name Holding Trade Value Shares
Change 		Change in
Stake
SFM
101
Signet Financial Management
New Jersey
$59K – – –
DSA
102
Droms Strauss Advisors
Missouri
$55K +$453 +42 +0.8%
SCM
103
SOL Capital Management
Maryland
$53K – – –
AF
104
Allworth Financial
California
$52K – – –
SFS
105
Sowell Financial Services
Arkansas
$46K +$86 +8 +0.2%
SIC
106
Salem Investment Counselors
North Carolina
$37K – – –
JWA
107
JFS Wealth Advisors
Pennsylvania
$31K +$259 +24 +0.8%
ASN
108
Advisory Services Network
Georgia
$28K +$27.8K +2,574 New
APWA
109
Atlas Private Wealth Advisors
New Jersey
$24K -$22.2K -2,057 -47%
FWM
110
Filbrandt Wealth Management
Wisconsin
$23K – – –
GWM
111
Geneos Wealth Management
Colorado
$22K – – –
GI
112
Gradient Investments
Minnesota
$22K – – –
IF
113
Ironwood Financial
Arizona
$19K – – –
CFGS
114
Concourse Financial Group Securities
Alabama
$16K – – –
CFD
115
Creative Financial Designs
Indiana
$16K – – –
APA
116
American Portfolios Advisors
New York
$15K – – –
IRC
117
Investors Research Corp
Georgia
$14K – – –
AF
118
Advisornet Financial
Minnesota
$13K -$2.7K -250 -17%
PWMG
119
Prestige Wealth Management Group
New Jersey
$11K – – –
SW
120
SVB Wealth
Massachusetts
$11K – – –
SWM
121
Sugarloaf Wealth Management
Georgia
$8K – – –
RG
122
Retirement Group
California
$7K -$5.79K -536 -45%
CFA
123
Carroll Financial Associates
North Carolina
$7K – – –
FHA
124
Flagship Harbor Advisors
Massachusetts
$5K -$67.5K -6,250 -93%
PFGIA
125
Patriot Financial Group Insurance Agency
Massachusetts
$5K – – –
3 4
5
6 7